Building a World-Class Compliance Program: Best Practices and Strategies for Success

Copyright © 2008 John Wiley & Sons, Inc. All rights reserved.

Building a World-Class Compliance Program: Best Practices and Strategies for Success

Author(s): Martin T. Biegelman, Daniel R. Biegelman

Published Online: 20 DEC 2011 03:53PM EST

Print ISBN: 9780470114780

Online ISBN: 9781118268193

DOI: 10.1002/9781118268193

About this Book

Product Information

About The Product

Written by a long-standing practitioner in the field, this timely and critical work is your best source for understanding all the complex issues and requirements associated with corporate compliance. It provides clear guidance for those charged with protecting their companies from financial and reputational risk, litigation, and government intervention, who want a robust guide to establish an effective compliance program.

Table of contents

    1. You have free access to this content
      Front Matter (pages i–xx)

    2. Chapter 1

      Why Ethics and Compliance Will Always Matter (pages 1–23)

    3. Chapter 2

      Tone at the Top and Throughout (pages 25–44)

    4. Chapter 3

      The Growth and Evolution of Compliance (pages 45–70)

    5. Chapter 4

      Caremark and Sarbanes-Oxley: Enhancing Compliance (pages 71–85)

    6. Chapter 5

      CA's Compliance Rebirth: Don't Lie, Don't Cheat, Don't Steal (pages 87–106)

    7. Chapter 6

      The International Landscape of Compliance (pages 107–130)

    8. Chapter 7

      Compliance Programs and Anti-Money Laundering Efforts (pages 131–148)

      Marc B. Sherman, Laura Connor and David Meilstrup

    9. Chapter 8

      Interview with an Ethics and Compliance Thought Leader (pages 149–162)

    10. Chapter 9

      Building a World-Class Compliance Program: The Seven Steps in Practice (Part I) (pages 163–189)

    11. Chapter 10

      Building a World-Class Compliance Program: The Seven Steps in Practice (Part II) (pages 191–217)

    12. Chapter 11

      Recognizing Compliance Excellence: Premier, Inc. and Winning the Baldrige Award (pages 219–231)

    13. Chapter 12

      Designing Robust Fraud Prevention Policies: The Airservices Australia Fraud Control Plan (pages 233–255)

    14. Chapter 13

      The Skunk in the Room (pages 257–267)

    15. You have free access to this content
      Appendix A: Summary of the 2004 Federal Sentencing Guidelines Amendments and Recommended Action Steps (pages 269–276)

    16. You have free access to this content
      Appendix B: Sample Compliance Program Charter (pages 277–281)

    17. You have free access to this content
      Appendix C: Resources for Compliance Professionals (pages 283–290)

    18. You have free access to this content
      Index (pages 291–298)

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