2. Mutual Fund Regulation and Issues

  1. John A. Haslem Ph.D
  1. Conrad S. Ciccotello J.D. Ph.D.

Published Online: 29 NOV 2011

DOI: 10.1002/9781118266397.ch2

Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship

Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship

How to Cite

Haslem, J. A. (2009) Mutual Fund Regulation and Issues, in Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship, John Wiley & Sons, Inc., Hoboken, NJ, USA. doi: 10.1002/9781118266397.ch2

Author Information

  1. Associate Professor and Director of Graduate Personal Financial Planning Programs, Georgia State University, Atlanta, Georgia

Publication History

  1. Published Online: 29 NOV 2011
  2. Published Print: 19 OCT 2009

ISBN Information

Print ISBN: 9780470499092

Online ISBN: 9781118266397

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Keywords:

  • mutual fund regulation;
  • wharton school;
  • mutual fund management;
  • high-technology sector;
  • investment company act

Summary

This chapter contains sections titled:

  • Historical Perspective

  • Regulation of Open-End Funds

  • Recent Regulatory Issues in Open-End Funds

  • Current Regulatory Issues in Funds

  • About the Author