The drought of 2010 in the context of historical droughts in the Amazon region



[1] The year 2010 featured a widespread drought in the Amazon rain forest, which was more severe than the “once-in-a-century” drought of 2005. Water levels of major Amazon tributaries fell drastically to unprecedented low values, and isolated the floodplain population whose transportation depends upon on local streams which completely dried up. The drought of 2010 in Amazonia started in early austral summer during El Niño and then was intensified as a consequence of the warming of the tropical North Atlantic. An observed tendency for an increase in dry and very dry events, particularly in southern Amazonia during the dry season, is concomitant with an increase in the length of the dry season. Our results suggest that it is by means of a longer dry season that warming in the tropical North Atlantic affects the hydrology of the Amazon Rivers at the end of the recession period (austral spring). This process is, sometimes, further aggravated by deficient rainfall in the previous wet season.

1. Introduction

[2] River records suggest that on average, the Amazon experiences an extreme event - either a flood or a drought - every 10 years. In recent years, in the short span of five years, the Amazon Basin has been affected by severe droughts in 2005 and 2010 and a flood in 2009. Droughts in 1964, 1980 and 2005 were not linked to ENSO (see reviews by Yoon and Zeng [2010, and references therein]). Overlying these short-term but severe events is evidence of decadal variations across the basin, although the northern part of the basin is out of phase with the southern part [Marengo, 2009].

[3] The 2010 drought started during an El Niño event in early austral summer of 2010 and then became more intense during La Niña in the austral winter dry season and the following spring. In a recent paper, Lewis et al. [2011] determined that about 3.0 million km2 were affected by drought in 2010, as compared to 1.9 million km2 in 2005. The impact of this dry season drought was particularly noticeable in the unusually low streamflow/levels in Amazon main stem and in several of its major tributaries, and in the higher surface temperatures and drier atmosphere which favored increased evaporation.

[4] In the present study we use various rainfall and river data sets to verify the coherence of rainfall anomalies patterns and the extreme low river levels during the drought of 2010. We also investigate the occurrence of intense droughts, considering the long term variability of sea surface temperature (SST) anomalies in the tropical Atlantic Ocean, and their influence on the extent of the dry season and on rainfall trends in Amazonia during the wet and dry season.

2. Data and Methodology

[5] The Global Precipitation Climatology Centre-GPCC ( gauge-based gridded precipitation data set is available for the global land surface only [Rudolf et al., 2005]. These data are available as mean monthly precipitation totals, anomalies and percentages from the long-term mean for 1951–2010. Time series for rainfall were built for the wet and dry seasons for Northern Amazonia (75°W-50°W, 5°N-7.5°S) and Southern Amazonia (75°W-50°W, 15°S-5°S). The wet/dry seasons in southern Amazonia were defined as December-March DJFM/July-October JASO, and for northern Amazonia they were defined as February-May FMAM/July-October JASO, according to the rainfall seasonal cycle. The observed SST was provided by the UK Met Office Hadley Centre's HadISST data, which are available from January 1903 to the present (D. E. Parker, M. Jackson, and E. B. Horton, The GISST2.2 sea surface temperature and sea ice climatology, Climate Research Technical Note 63, 1995; unpublished, available from the Hadley Centre). The anomalies were calculated from the maximum length of each dataset. Analyses to assess rainfall extremes were performed using the quintiles method by Xavier et al. [2002] (see auxiliary material) across the Amazon.

[6] Main-stem river discharge and level data sets from gauging sites in Brazilian Amazonia were provided by the Brazilian Water Agency (Agência Nacional de Águas – ANA). To characterize the long term level/discharge variability of the Amazon basin hydrology, station records of the Rio Negro at Manaus and the Amazon River at Óbidos were used from the beginning of their records (1903–2010 for Manaus, and 1928–1947, 1970–2010 at Óbidos). Auxiliary material includes data from the Madeira River Basin (1968–2010 at Fazenda Vista Alegre and 1970–1990 at Manicoré). Further details about the hydrological stations are given by Tomasella et al. [2011].

3. Decadal and Long Term Rainfall Variability and Large Scale Circulation During Dry and Wet Seasons in Amazonia

[7] Figure 1 shows time series of SST anomalies in the tropical South and North Atlantic, together with rainfall records over the dry season in northern and southern Amazonia, and annual minimum levels of the Rio Negro and Amazon. In general, a weak negative tendency during dry season precipitation is apparent in both southern and northern Amazonia starting in the mid 1970s; while from 1951 to the mid 1970s there is a slight increase, exhibiting the decadal rainfall variability in the region previously detected by Marengo [2009] among others. However, the negative trends seem to be related to interannual rainfall variability rather than to a gradual rainfall decline.

Figure 1.

Seasonal time series of SST anomalies in tropical (a) North Atlantic and (b) South Atlantic, for 1903 to 2010; GPCC rainfall for the dry season July-October JASO in (c) northern and (d) southern Amazonia for 1951–2010; (e) annual minimum levels of the Rio Negro in Manaus for 1903–2010; and (f) discharges of the Amazonas in Óbidos for 1928–1947, 1970–2010. Units are in °C in Figures 1a and 1b, mm.d−1 in Figures 1c and 1d and cm in Figures 1e and 1f. Base period for calculations of the anomalies are from the mean of all data sets.

[8] Changes in large scale circulation associated with SST patterns are responsible for rainfall anomalies, particularly during austral summer and autumn (see auxiliary material). The hydrological impacts of these anomalies are experienced in the form of lower-than-normal river discharge not only in the wet period, but also during the following winter and spring dry seasons. Since the late 1970s, the SST anomalies in the tropical North Atlantic have gradually increased, reaching high values during 1980, 1998, 2005 and then in 2010, all of which coincide with drought years in the Amazon. During March to May (MAM) of 2010, the seasonal temperature anomaly was the largest (1.5°C) since 1923, exceeding the previous MAM record of about 0.9°C in 2005. In the dry season (JJA) the temperature anomalies reached 1°C and 0.9°C in 2010 and 2005, respectively, again two records since 1902. The warming the tropical North Atlantic exhibits an inter-decadal SST trends.

[9] It is noted that the negative rainfall trends in the dry season precipitation in both northern and southern Amazonia are consistent with surface warming in the tropical North Atlantic, as well as a weakening in the moisture transport from the tropical North Atlantic. The tropical Atlantic was at least 1.5–2°C above average all year long, which is much higher than in other drought years. Such changes in rainfall, even during the dry season, have impacts on the hydrology of the region. Thus, minimum water levels in Manaus and Óbidos also show a negative trend, consistent with the reduction of dry season precipitation in both sections of the basin. To rule out the possibility of decreasing water levels at Manaus and Óbidos being due to river bed erosion, the discharge series of the Amazon River at Óbidos and of the Madeira River (the most important southern tributary) at Fazenda Vista Alegre were also analyzed (data not shown).

4. Changes in the Dry Season?

[10] The role that the dry season rainfall plays in the hydrology of the region becomes an important issue in terms of climate feedbacks, since it may affect the onset of the following rainy season. Besides this, levels and discharge of many rivers in Amazonia were at their lowest values, which combined with drier air conditions caused strong impacts on the population, such as mobility because the dry-out of floodplain lakes, increasing fish mortality due to hypoxia. Drier air conditions plus higher surface air temperatures during austral spring and winter favored a larger number of forest fires in September 2010 (about 200% higher as compared to September 2009-

[11] Cox et al. [2008] found that dry season precipitation (July-October JASO) was correlated with the variability in the tropical Atlantic meridional SST gradient. Therefore, to understand the Amazonian droughts during the dry season, our analysis focused on the effects of the Atlantic SST anomalies on the JASO season. The droughts of 2005 and 2010 were both examples of dry-season rainfall strongly influenced by the tropical Atlantic north-south SST gradient all year long, although the wet season of 2010 was affected by El Niño.

[12] Following Xavier et al. [2002], a decadal analysis using 5 levels of percentiles from very wet to very dry was performed for the southern Amazonia region during the wet and dry seasons (see Table S1 of the auxiliary material). For the whole period (60 years), the frequency of dry or very dry events increases in southern Amazonia during the dry season. This result was also verified for northern Amazonia (not shown), although not as clearly. Furthermore, no noticeable long-term change is found in dry or very dry events during the wet seasons in both sections of the Amazon, even though there is a pronounced decadal variability.

[13] In order to identify possible changes in the dry season length, we use the GPCC monthly data from 1951 to 2010, as well as the number of consecutive dry months, delimited by a maximum monthly rainfall of 100 mm, a threshold generally used as a criterion to identify dry months in Amazonia [Sombroek, 2001]. Previous studies of Amazonian rainfall have described rainfall variability, but very few provide an integration of all dry months in terms of the length, strength and regularity of the whole dry season, for both observed and projected rainfall [Malhi et al., 2008]. Figure 2 shows a Hovmoller diagram with the distribution of monthly rainfall in southern Amazonia from GPCC data for 1951–2010. The isohyets of 100 mm/month, considered the indicator of the dry season, are shown by the bold black line. Figure 2 shows that during the 1950s and 1960s, the dry season was longer, suggesting a late demise of the dry season and possibly a late onset of the rainy season. In the middle 1970s, during the climate shift, the dry season was shorter. Since the 1990s, there has been a tendency for a late demise of the dry season. Moreover, during the last 5 years, the dry seasons have become longer, with early onset and late demises, exemplified by the conditions in 2010.

Figure 2.

Hovmoller diagram of monthly rainfall from 1951 to 2010 for southern Amazonia. Units are in mm/month. The 100 mm/month isohyet is marked in bold and is an indicator of dry months, after Sombroek [2001].

[14] Changes in precipitation, particularly during the dry season, are probably among the most critical determinants of the climatic fate of the Amazon. Indeed, the slight increase of dry and very dry events in the whole Amazon region, and in the length of the dry season, particularly in southern Amazonia (Figure 2), are consistent with observed changes in southern Amazonia from 1970–99, and with downward trends in the river data at Manaus and Óbidos (Figure 1).

5. Hydrological Analysis of the Drought of 2010 and Other Drought Events

[15] In order to determine if the trend detected in the minimum annual water levels at Manaus after the 1970s appears in other statistics of the series, an analysis of trends in water levels associated with different levels of probability was carried out. For each year of the Manaus series, the water level duration curve from daily river data was determined. The water level duration curve is a cumulative frequency curve that provides the probability, expressed here as a percentage, of specified water-levels being equaled or exceeded. Figure 3 shows the time series at Manaus of the annual minimum level and the value for which there is a 75% probability of exceedance (referred to as P75), extracted from the annual water level duration curve. Visual and numerical analysis indicates that the trend observed for the minimum water levels cannot be detected for values at P75 or lower exceedance probability levels. In other words, the trend observed in Figure 1 in Manaus and Óbidos series can be detected only for very low water levels (and consequently discharge), at the tail of the statistical distribution: the negative trend observed for the minimum water levels becomes evident for values for which there is a 80% probability of exceedance, and increases gradually for higher exceedance probabilities (data not shown). In an annual average, these values have low weight, which explains why statistical trend analysis detects no changes in the annual mean water level series. Considering that most of the annual discharge is a consequence of the wet season rainfall, which does not show significant trends, changes in the dry season shown in Figure 2 affect river discharge only marginally. The annual water balance demonstrates that with the gradual increase of rainfall at the end of the dry season, there is a slight recovery of discharge and basin storage in October (see auxiliary material). Therefore, the demise of the dry season identified in Figure 2 seems to be influencing the recovery of river discharge late in the dry season, when river water levels are very low.

Figure 3.

(top) Time variation of minimum water level (Minimum) and values at the 75% exceedance probability level (P75) of the Negro River at Manaus Harbor. (bottom) Time variation of the difference between values at the 75% exceedance probability level and minimum water levels (P75 – Min).

6. Discussions and Conclusions

[16] An analysis of the climate situation indicates that the drought of 2010 was unique, and that changes in circulation regimes leading to the drought were associated with the warming of the tropical North Atlantic, which was even warmer than in the previous drought of 2005. The warming in the tropical North Atlantic during 2010 was the strongest of the whole 1903–2010 period, and was at its highest during March-May, which is the season when the mean climatological position of the ITCZ is over central and eastern Amazonia, and this forced the ITCZ to be located anomalously northward displaced of its climatic position, by about 5°.

[17] Changes in precipitation have been detected particularly in the dry season in both northern and southern Amazonia, while no noticeable change has been observed in the wet season precipitation. The slight increase of dry and very dry events in the whole Amazon region, and particularly in southern Amazonia during the dry season is concomitant with an increase in the length of the dry season. These changes have impacted the recession of major rivers of the Amazon Basin, explaining downward trends of low water levels. The identified changes fit in the category of decadal variability, and should be taken in the context of the observed trends towards higher SSTs in the tropical North Atlantic discussed above.

[18] Our results suggest that changes in the dry season and hydrology of the Amazon Basin are related to SST warming in the tropical North Atlantic. The changes observed in the length and intensity of the dry season have influence over the very low river water levels and discharge at the end of the dry season. Decadal variations in the intensity and extension of the dry season, associated with changes in the dry season drought frequency and intensity, will have profound environmental and social impacts in the region.


[19] J. A. Marengo and J. Tomasella were funded by the Brazilian National Research Council CNPq. Additional funding were provided by the projects Rede-CLIMA, the National Institute of Science and Technology for Climate Change (INCT-CC), from the FAPESP-Assessment of Impacts and Vulnerability to Climate Change in Brazil and strategies for Adaptation options project (Ref. 2008/58161-1). We thank the Brazilian Water Agency - ANA for providing hydrological data, and Gillian Kay for reviewing the text and for providing useful insights in the issues of droughts.

[20] The Editor thanks the anonymous reviewer for their assistance in evaluating this paper.