ABSTRACT
- Top of page
- ABSTRACT
- INTRODUCTION
- BIOCLIMATIC MODELLING
- CRITICISMS OF BIOCLIMATIC MODELLING
- CORRELATIVE VERSUS PHYSIOLOGICALLY-BASED MODELS
- A HIERARCHICAL MODELLING FRAMEWORK
- CONCLUSION
- ACKNOWLEDGMENTS
- REFERENCES
- BIOSKETCHES
Modelling strategies for predicting the potential impacts of climate change on the natural distribution of species have often focused on the characterization of a species’ bioclimate envelope. A number of recent critiques have questioned the validity of this approach by pointing to the many factors other than climate that play an important part in determining species distributions and the dynamics of distribution changes. Such factors include biotic interactions, evolutionary change and dispersal ability. This paper reviews and evaluates criticisms of bioclimate envelope models and discusses the implications of these criticisms for the different modelling strategies employed. It is proposed that, although the complexity of the natural system presents fundamental limits to predictive modelling, the bioclimate envelope approach can provide a useful first approximation as to the potentially dramatic impact of climate change on biodiversity. However, it is stressed that the spatial scale at which these models are applied is of fundamental importance, and that model results should not be interpreted without due consideration of the limitations involved. A hierarchical modelling framework is proposed through which some of these limitations can be addressed within a broader, scale-dependent context.
INTRODUCTION
- Top of page
- ABSTRACT
- INTRODUCTION
- BIOCLIMATIC MODELLING
- CRITICISMS OF BIOCLIMATIC MODELLING
- CORRELATIVE VERSUS PHYSIOLOGICALLY-BASED MODELS
- A HIERARCHICAL MODELLING FRAMEWORK
- CONCLUSION
- ACKNOWLEDGMENTS
- REFERENCES
- BIOSKETCHES
It is a central premise of biogeography that climate exerts a dominant control over the natural distribution of species. Evidence from the fossil record (Woodward, 1987; Huntley, 1999; Davis & Shaw, 2001) and from recently observed trends (for reviews see Hughes, 2000; McCarty, 2001; Walther et al., 2002) shows that changing climate has a profound influence on species’ range expansion and contraction. It is therefore expected that predicted future climate change (IPCC, 2001) will have a significant impact on the distribution of species.
A number of modelling strategies for predicting the potential impacts of climate change on biodiversity have been developed. These have often focused on the identification of a species’‘bioclimate envelope’ (alternatively termed ‘climate space’, Box, 1981; Huntley et al., 1995; Carey, 1996; Bakkenes et al., 2002; Berry et al., 2002; Pearson et al., 2002) either through techniques that correlate current species distributions with climate variables or through an understanding of species’ physiological responses to climate change (Franklin, 1995; Mack, 1996; Guisan & Zimmermann, 2000). Having identified a species’ climate envelope, the application of scenarios of future climate change enables the potential redistribution of the species’ climate space to be estimated.
Recent studies have questioned the validity of the bioclimate envelope approach by pointing to the many factors other than climate that play an important part in determining species distributions and their dynamics over time. Notably, Davis et al. (1998a,b) in their paper entitled ‘Making mistakes when predicting shifts in species range in response to global warming’ identify the importance of biotic interactions between species, arguing that bioclimate envelope-based models are flawed. Similarly, Lawton (2000) notes a number of factors, including the importance of species dispersal, which may lead to erroneous results from bioclimatic models, whilst Woodward & Beerling (1997) suggest that such models should be disregarded and replaced by dynamic vegetation models.
It is the aim of this paper to review, clarify and evaluate criticisms of bioclimate envelope models and to discuss their implications for the different predictive modelling approaches used. The paper presents concepts that may be familiar to many ecologists, but which we think it may be useful to collate and re-evaluate in the light of recent critiques. The bioclimate envelopes approach is first explained and placed within the context of ecological niche theory. The main criticisms of the approach are then discussed in turn, using selected examples from the literature. It is demonstrated that the complexity of the natural system presents fundamental limits to modelling strategies, making predictive errors inevitable. However, it is also demonstrated that for certain species and at certain scales, the bioclimate envelopes approach can provide useful results, giving a first approximation as to the potentially dramatic impact of climate change on distributions. The implications of this critique for different predictive modelling techniques employed (correlative vs. physiologically based methodologies) are discussed and the advantages and disadvantages of each method clarified. The importance of spatial scale is stressed and a modelling framework is proposed whereby a hierarchy of factors is considered to influence the distribution of species across a range of spatial scales. This framework places bioclimatic models within a broader, scale-dependent context. It is concluded that, in light of the great complexity of natural systems, the bioclimate envelopes approach can provide a valuable means of exploring key characteristics of complex species-environment relationships. However, such models should only be applied, and their results interpreted, with a thorough understanding of the limitations involved.
BIOCLIMATIC MODELLING
- Top of page
- ABSTRACT
- INTRODUCTION
- BIOCLIMATIC MODELLING
- CRITICISMS OF BIOCLIMATIC MODELLING
- CORRELATIVE VERSUS PHYSIOLOGICALLY-BASED MODELS
- A HIERARCHICAL MODELLING FRAMEWORK
- CONCLUSION
- ACKNOWLEDGMENTS
- REFERENCES
- BIOSKETCHES
The bioclimate envelope modelling approach has its foundations in ecological niche theory. Hutchinson (1957) defined the fundamental ecological niche as comprising those environmental conditions within which a species can survive and grow. Hutchinson proposed that the fundamental niche would completely define the ecological properties of a species: a conceptual space whose axes include all of the environmental variables affecting that species (Austin et al., 1990; Leibold, 1995). Bioclimate envelopes can be defined as constituting the climatic component of the fundamental ecological niche, or the ‘climatic niche’. Thus, bioclimatic models in their purest form consider only climatic variables and do not include in their processing other environmental factors that influence the distribution of species, such as soil type and land-cover type. The definition of a bioclimate envelope, as with Hutchinson's definition of the fundamental ecological niche, also does not include the influence of biotic effects such as competition for resources.
The distinction between biotic and abiotic limitations on a species’ distribution can be formalized in the distinction between fundamental and realized niches (Hutchinson, 1957). The term realized niche describes the case whereby a species is excluded from parts of its fundamental niche because of competition and other biotic interactions (Austin et al., 1990; Guisan & Zimmermann, 2000). This distinction between fundamental and realized niches is important in the context of bioclimatic modelling, particularly with regard to the methodologies used to characterize bioclimate envelopes. Some bioclimatic models are based on empirical relationships between observed species distributions and environmental variables (e.g. Huntley et al., 1995; Peterson et al., 2001; Bakkenes et al., 2002; Pearson et al., 2002). These models correlate climate variables with observed distributions, adopting the general thesis that the best indicator of a species’ climatic requirements is its current distribution. Such correlative models thus characterize biocimatic envelopes based on the realized niche, since observed species’ distributions are, in reality, constrained by nonclimatic factors, including biotic interactions. Other bioclimatic models look for a more physiologically based mechanistic relationship between climate parameters and species response (e.g. Woodward, 1987; Prentice et al., 1992; Haxeltine & Prentice, 1996; Sykes et al., 1996). These models aim to identify the fundamental niche by modelling physiological limiting mechanisms in a species’ climatic requirements.
Early examples of modelling strategies using correlations between climate and observed species distributions include the work of Johnston (1924, cited in Mack, 1996), who predicted the invasive spread of prickly pear cactus in Australia based on the climatic characteristics of the species’ home range in North America, Hintikka (1963; cited in Hengeveld, 1990), who discriminated between the climates of locations inside and outside the ranges of some European species based on the variables minimum and maximum temperature. More recently, Huntley et al. (1995) fitted climate response surfaces for eight species of European higher plants by locally weighted regression based on three climatic variables. The fitted response surfaces were used to simulate potential future distributions based on scenarios of climate warming.
A further example of the correlative approach is the SPECIES model (Pearson et al., 2002). SPECIES (Spatial Evaluator of Climate Impacts on the Envelope of Species) employs an artificial neural network (ANN) to characterize bioclimate envelopes based on observed species distributions and five environmental inputs (derived primarily from climatic data, but including a measure of soil-type). Application of the model to a number of European higher plant species has enabled predictions of the future redistribution of suitable climate space under scenarios of climate change to be made (Fig. 1). The environmental inputs used are thought to have direct physiological roles in limiting the ability of plants to survive and are derived from primary climate and soils data in a climate-hydrological process model. Thus, though fundamentally correlative, the SPECIES model incorporates physiologically based understanding of species’ ecology. An important element of the SPECIES methodology is that training of the ANN is carried out at the European scale so as to include the full bioclimate envelope of the species being studied. The trained network is then downscaled in its application to Great Britain, ensuring that when applied to future climate scenarios the model is not used to extrapolate outside its training data range.
In contrast to models of an essentially correlative nature, models derived from physiological considerations provide a mechanistic basis for determining climatic limits on species distributions (Woodward, 1987). It is the thesis of this approach that models based on mechanistic considerations will be more robust under changed climatic conditions than those based on correlations between observed distributions and current climate variables. The weakness identified in the latter approach is that such correlations may not apply in the future as conditions, especially for interspecies relationships, change (Prentice & Solomon, 1991; Woodward & Rochefort, 1991; Prentice et al., 1992). Physiologically based models have often focused on patterns of global biomes (Prentice et al., 1992; Haxeltine & Prentice, 1996). For example, Prentice et al. (1992) present a predictive global biome model where the environmental limits of each plant type are assigned based on independent physiological data and physiological reasoning. The resulting predictions of global vegetation patterns were found to be in good agreement with the observed distributions, except where intensive agriculture has masked the natural patterns.
There are fundamental limitations to the predictive capacity of bioclimatic models, regardless of the methodology used to characterize the bioclimate envelope. Three of the main criticisms of the bioclimatic approach (biotic interactions, evolutionary change and species dispersal) are briefly reviewed in the next section, prior to a more detailed assessment of the strengths and weaknesses of the correlative and physiologically based modelling strategies.
CORRELATIVE VERSUS PHYSIOLOGICALLY-BASED MODELS
- Top of page
- ABSTRACT
- INTRODUCTION
- BIOCLIMATIC MODELLING
- CRITICISMS OF BIOCLIMATIC MODELLING
- CORRELATIVE VERSUS PHYSIOLOGICALLY-BASED MODELS
- A HIERARCHICAL MODELLING FRAMEWORK
- CONCLUSION
- ACKNOWLEDGMENTS
- REFERENCES
- BIOSKETCHES
An important criticism of the correlative approach to bioclimatic modelling is that species distributions as we observe them today may not be in equilibrium with the current climate, nor indeed are they necessarily determined primarily by climate. Notably, the effects on species distributions of biotic interactions, physical barriers to dispersal and human management demonstrate that the realized niches used in correlative bioclimate envelope methodologies may not represent absolute limits to species ranges and that therefore future distributions may show very different realized niches.
Woodward (1990) presents an example of where the present-day distribution of a species is not in equilibrium with present-day climate. Careful study of small leaved lime (Tilia cordata), including extensive palaeo-reconstruction by pollen analysis (Pigott & Huntley, 1981; Huntley & Birks, 1983), has shown that the species reached its northern limit in the British Isles in the period between 7000 and 5000 BP. The present-day distribution extends to this same northern limit. However, estimations by Woodward (1990) suggest that the present-day reproductive limit of the species is about 200 km south of the northern limit. It is concluded then that the northern limit of this species is a relic from past climates, made possible largely by the longevity of the species.
A further example of nonequilibrium between species’ distributions and current climate is provided by Peterson et al. (1999) who demonstrated the impact of dispersal barriers on the distribution of species in Central America. In their study of the conservation of ecological niches over evolutionary time scales, a correlative ecological niche model (incorporating inputs of mean annual temperature and precipitation) was successfully used to predict species’ distributions based on the ecological characteristics of sister taxa (pairs of birds, mammals and butterflies). It was thus demonstrated that the ecological niches of related species, which are geographically differentiated (by the Isthmus of Tehuantepec in southern Mexico), have been conserved in evolutionary time and are therefore similar. Although this supports the basic assumption of bioclimatic modelling that niches are conservative over time, it is evident that the presence of a physical barrier to dispersal means that species are unable to occupy their full climatic niche. Correlating current climate with the observed species distribution will therefore not identify the full potential climatic range of the species. Results from correlative niche models that project future distributions under climate change scenarios in such situations (e.g. Peterson et al., 2002) should therefore be interpreted with caution.
It has, however, already been shown that a number of correlative bioclimate envelope models have been successfully used to simulate the distributions of higher plants in Europe (Beerling et al., 1995; Huntley et al., 1995; Pearson et al., 2002). These modelling results support the hypothesis that continental-scale distributions are principally determined by climate. It is thus suggested that many species distributions can in fact be considered to be in equilibrium with the current climate at the macro-scale. However, this is not the case for all species. For example, attempts to model the European-scale distribution of yew (Taxus baccata) using the SPECIES model (Pearson et al., 2002) yielded relatively low agreement between actual and simulated distributions (Fig. 3). It is apparent that although the model identified the broad distribution trends, the finer details of the distribution were not identified. Such inaccuracies can be expected for species’ distributions that show extensive fragmentation (for nonclimatic reasons) within a species’ climate space. In the case of yew, it is expected that human exploitation has been sufficient to disrupt the large-scale equilibrium between distribution and climate (Plaisance, 1979).
Physiologically based bioclimatic models do not make the assumption of equilibrium and are not dependent upon identifying a relationship between the current distribution and climate for characterizing the bioclimate envelope of a species. It may thus be argued that in basing the model on physiological limits to a species’ climatic tolerance, the bioclimate envelope identified will better represent a species’ absolute climatic limits than that identified through the correlative approach. However, such models are equally limited in their inability to account for nonclimatic influences and have a number of important limitations that may lead to model inaccuracies.
For example, in simulating the European distribution of yew using a bioclimatic model based on physiological constraints to growth and regeneration, Sykes et al. (1996) were unable to simulate the fine structure of the distribution. As with the correlative approach (Fig. 3), they were only able to simulate the broad envelope of the species’ range (the potential species range, or fundamental niche). Furthermore, the results of Sykes et al. (1996) suggest that there are areas, such as central France, which fall within the climatic range of yew but where the species is not found for what are presumed to be nonclimatic reasons. In contrast, the results obtained through the correlative approach suggest that there are in fact climatic reasons why the species does not occur in some of these regions (notably, central France).
Limitations applying to the physiologically based approach can be summarized as follows. Firstly, it is an obvious point of definition that fundamental niches are not realized, and nor will they be realized in the future. Thus, predicted future species distributions based on the physiologically determined fundamental niche are unlikely to be as accurate as those based on correlations between the observed distribution and the current realized niche. Secondly, there is increasing evidence that the concept of undifferentiated species comprising individuals with broad tolerances is not correct (Davis & Shaw, 2001). Intra-species variation makes it impossible to define precise limits to a species’ climatic tolerance since there is no guarantee that the limits for one subpopulation at one range margin will be exactly the same as those for another subpopulation at another margin many miles away. Furthermore, the potential importance of rapid evolutionary change as climatic conditions change (Woodward, 1990; Thomas et al., 2001) means that some species’ climatic tolerances may alter in the future, making the fundamental niche unstable over time.
It is apparent that there are limitations to both correlative and physiologically based bioclimatic modelling methodologies. Though it has been proposed that physiologically based approaches are superior (Woodward, 1987; Prentice et al., 1992; Sykes et al., 1996), it is argued here that such models also have important limitations and that when applied at appropriate scales and to appropriate species correlative techniques can give equally informative results. Since correlative techniques do not require detailed physiological data about individual species, they also have the advantage that they can easily be applied to a large number of species. This enables conclusions regarding the potential impacts of climate change on a wide range of species, and thus habitat assemblages, to be made (e.g. Berry et al., 2002).
A HIERARCHICAL MODELLING FRAMEWORK
- Top of page
- ABSTRACT
- INTRODUCTION
- BIOCLIMATIC MODELLING
- CRITICISMS OF BIOCLIMATIC MODELLING
- CORRELATIVE VERSUS PHYSIOLOGICALLY-BASED MODELS
- A HIERARCHICAL MODELLING FRAMEWORK
- CONCLUSION
- ACKNOWLEDGMENTS
- REFERENCES
- BIOSKETCHES
It is proposed that identifying a species’ suitable climate space through the use of bioclimate envelope models should form an important first step in a broader modelling framework. A useful framework for addressing the environment-biota relationship is that of a hierarchy of factors operating at different scales. Thus, at the continental scale, climate can be considered the dominant factor, whilst at more local scales factors including topography and land-cover type become increasingly important. Further down the hierarchy, if conditions at higher levels are satisfied, factors including biotic interactions and microclimate may become significant. Thus, the distribution of a species in Europe may be primarily defined by climatic tolerances if the data resolution is 50 km2, whereas as the resolution is downscaled, to perhaps 5 km2, land-cover type may become the dominant control over species presence. Similarly, as the resolution is downscaled to less than 1 km2, biotic interactions may become important (Fig. 4).
Theories relating to hierarchical structure in ecological systems have been discussed by, amongst others, Kotliar & Wiens (1990), Wu & Loucks (1995), Collingham et al. (2000), Whittaker et al. (2001) and Willis & Whittaker (2002). Turner et al. (2001) define a hierarchy as being a system of interconnections wherein the higher levels constrain the lower levels to various degrees. These levels operate across different spatial and temporal scales, with different processes being more important at different scales (Fig. 5). Theoretically therefore analyses should be focused at scales at which the phenomena of interest are dominant (Turner et al., 2001). Bioclimate envelope modelling fits well into this hierarchical framework, in identifying large-scale distribution limitations at the highest, most dominant level.
The application of hierarchy theory in the present context is supported by the tendency for biotic factors to be more limiting when physical limiting factors are less severe. This is characterized at the global scale by physical factors being more restrictive at higher latitude range margins (where conditions are harsher) and biotic interactions more limiting at lower latitude range margins (MacArthur, 1972; Brown et al., 1996; Brown & Lomolino, 1998). Thus, physical (abiotic) factors such as climate may be considered to act at a higher level in the hierarchy than biotic factors.
The hierarchical theory also goes some way to explaining the differing performance of bioclimate envelope models at different scales. For example, Pearson et al. (2002) were able to simulate principal trends in observed plant distributions at the European scale, but accuracy was reduced when the model was tested for Great Britain. This reduced accuracy is likely to be the result of the increasing influence of factors other than climate, including local land-cover type and inter–species interactions, which lead to a more fragmented species distribution at the finer scale.
The proposed hierarchical framework may be imperfect and over-simplified, yet provides a useful starting point for approaching the extreme complexity of the natural system. Identifying appropriate scales of analysis for different environmental drivers, thus validating the scale dependencies outlined in Fig. 5, should be the focus of further research. However, it is already apparent that the scale at which current bioclimatic studies are addressed is of fundamental importance, with climatic impacts on the distribution of species being most influential at regional to global scales.
CONCLUSION
- Top of page
- ABSTRACT
- INTRODUCTION
- BIOCLIMATIC MODELLING
- CRITICISMS OF BIOCLIMATIC MODELLING
- CORRELATIVE VERSUS PHYSIOLOGICALLY-BASED MODELS
- A HIERARCHICAL MODELLING FRAMEWORK
- CONCLUSION
- ACKNOWLEDGMENTS
- REFERENCES
- BIOSKETCHES
A number of criticisms of the bioclimate envelopes approach have been discussed and inherent limitations of bioclimatic models based on both correlative and physiologically based mechanistic methodologies have been demonstrated. The discussion has also shown the great complexity of natural systems, suggesting that there are fundamental limits to the accurate prediction of future species distributions. Combining the complexities arising from issues of biotic interactions, evolutionary change and species’ dispersal with the uncertainties all too evident in predictions of future climate and land-use change, it is apparent that accurate predictions of biogeographical responses to future climate change are not currently possible.
The development of dynamic global vegetation models (DGVMs), which include mechanistic representations of physiological, biophysical and biogeochemical processes, has demonstrated significant progress in the modelling of vegetation–climate interactions at the global scale (Woodward & Beerling, 1997; Cramer et al., 2001). Recent development of these techniques for application at regional scales, including the breaking down of ecosystem processes into key components with characteristic spatial and temporal scales in a hierarchical system analogous to that advocated in this paper, shows much promise (Sykes et al., 2001). However, the complexity of DGVMs makes their parameterization and validation problematic, and does not currently allow their widespread application to specific species and regions. It has been argued in this paper that relatively simple bioclimate envelope models can provide a useful starting point when applied to suitable species and at appropriate spatial scales. In many cases, bioclimate envelope models provide perhaps the best available guide for policy making at the current time (Hannah et al., 2002). They have been usefully employed to identify possible magnitudes of future changes to distributions, and to suggest which species, habitats and regions are most at risk from climate change (Prentice et al., 1992; Beerling et al., 1995; Huntley et al., 1995; Sykes et al., 1996; Berry et al., 2001, 2002; Hannah et al., 2002; Midgley et al., 2002). The importance of bioclimatic model predictions should thus not be underestimated, though model predictions should be interpreted with due caution and should be viewed as first approximations indicating the potential magnitude and broad pattern of future impacts, rather than as accurate simulations of future species distributions.
More realistic simulations of the impact of climate change on species distributions will require a better understanding of the complex interactions between the many factors affecting distributions. For example, it will be necessary to use dynamic models to simulate the relationship between changing climate space and the potential for species to disperse through fragmented landscapes, and to further our understanding of the complex dynamics of model systems consisting of multiple interacting species. A hierarchical modelling framework has been proposed through which it will be possible to integrate such factors, acting at different spatial scales.