Introduction
- Top of page
- Abstract
- Introduction
- Material and methods
- Results
- Discussion
- Acknowledgements
- Declaration of interest
- References
Although to date the designation of pervasive developmental disorders in children – and the services to which affected children are entitled – rest on categorical case definitions, the concept of an autistic spectrum, along which the number and intensity of autistic features vary continuously from mild to severe, dates back to early epidemiological research by Wing and Gould [1]. Wing [2] subsequently developed the concept of the autistic continuum, broadening the case designation beyond classic autism to encompass the mildest (but most prevalent) of the autism spectrum disorders (ASDs), pervasive developmental disorder not otherwise specified (PDD-NOS) assigned by diagnostic and statistical manual of mental disorders: text revision (DSM-IV-TR) [3]. Several lines of subsequent research [4-7] now strongly suggest that the autism spectrum extends beyond this PDD-NOS subcategory to include subclinical levels of symptomatology, which are known to aggregate in the undiagnosed members of families with multiple-incidence autism. Very recently, Lord et al. [8] observed that diagnostic assignments of autistic disorder, Asperger's disorder, and PDD-NOS made by expert clinicians varied considerably across sites, despite the fact that distributions of scores on validated measures were similar. They concluded that current taxonomies should be revised to place priority on characterizing the dimensions of ASD while controlling for IQ and language level.
Clarifying the nature of the population distribution of autistic traits and symptoms across cultures has substantial implications for understanding a rise in prevalence over time [9] and for establishing the ‘boundaries’ of clinical affectation. A recent Korean study [10] suggested the highest ever reported prevalence for categorically defined ASD in a total population sample; in that study, symptom counts were found to be continuously distributed in the population.
Aims of the study
This study determined whether autistic traits would be continuously distributed in a population-based sample to establish the appropriate epidemiologic framework for interpreting the rise in estimated autism spectrum disorders prevalence over time.
Discussion
- Top of page
- Abstract
- Introduction
- Material and methods
- Results
- Discussion
- Acknowledgements
- Declaration of interest
- References
We conclude from these data involving a nationwide representative sample of schoolchildren that autistic traits measured by the Japanese version of the SRS are distributed continuously in the population; that the clinical validity of the measurements (in essence, their relevance to autism) appeared strong; and that the findings of this cross-cultural study recapitulate and extend what has been observed in smaller epidemiologic studies of autistic traits in other countries.
The results of this study of quantitative autistic traits – the largest of its kind – add substantial evidence in support of the continuous nature of autistic traits in the general population. This does not mean that individual cases of autism are never discretely or categorically determined. It has long been known, for example, that there exist categorical, relatively rare causes of autistic syndromes (e.g., fragile X syndrome, Rett syndrome, and tuberous sclerosis) caused by single gene abnormalities. The notion of an autistic continuum remains consistent with the existence of such discrete entities. The same is true for mild to moderate intellectual disability, which constitutes the extreme end of a normal distribution (the so-called ‘bell curve’) but comprises a number of discrete syndromes (including but not limited to Down syndrome, Fragile X syndrome, etc.) in the severe end of the symptom distribution. Similarly, segments of the autistic continuum may be comprised of small clusters of discrete disorders (e.g., SHANK 1 mutations, 15q duplications, 16p11.2 deletions) that contribute to intervals at the pathological end of the distribution (for example 75–85, 90–110), but overlap in severity with other cases that represent quantitative accumulations of inherited liability transmitted by polygenic mechanisms or by gene–environment interactions. The causes of cases represented by any given score in the distribution may be independent, partially overlapping, or fully overlapping with the underlying causes of other cases at the same level of severity. The result is a continuous distribution encompassing both discrete and quantitative pathways to affectation across a wide range of severity [28-32]. We note that in a recent large general population twin study, Robinson et al. [33] demonstrated overlap in causal influence on autistic symptomatology at each of the first, second, and fifth percentiles of severity in the population.
In our study, there was no evidence of a natural cutoff that differentiated children categorically affected from those unaffected by ASD. The parent-report Japanese SRS cutoff scores for secondary screening derived from our ROC analysis, 109.5 for boys and 102.5 for girls, would comprise approximately 0.5% of our normative sample. On the other hand, the ASD primary screening cutoff with the highest sensitivity, 53.5 for boys and 52.5 for girls, encompassing 10.9% of our normative sample, identifies subthreshold conditions in children that might warrant clinical attention [11]. Taken together, these findings complement a recent Korean study [10], in which categorical screening and diagnostic confirmation revealed (and validated) what a continuous distribution of symptom counts. In our normative sample, a parent-report Japanese SRS raw score of 74 for boys and 80 for girls would cut off approximately 3.74%, 1.47% of each gender-specific population distribution, which is very near the prevalence for ASD reported in the Korean study (2.64%) [10].
Our observation of higher quantitative autistic trait scores in males than in females confirms across cultures a subtle but statistically robust gender difference [11, 18, 24]. The sex distribution pattern has potentially profound implications for sex disparities universally observed at the extreme end of the distribution (i.e., in clinical ASD cases), where such disparities would be expected to be accentuated, as is true for any normally distributed trait such as height. The magnitude of the sex difference in our sample (d = 0.18) was smaller than that in the US data set [11] (d = 0.37) but similar to the German normative sample [24] (d = 0.16). Accentuation of the gender difference in the US data set could potentially relate to its being derived from a twin sample, given that male twins score higher than non-twins [34]. Japanese children diagnosed with ASD were rated as having somewhat lower quantitative trait scores than their US and German counterparts. Such cross-cultural differences could be partly explained by cultural differences in responding to Likert-type rating, on which Japanese informants have a higher tendency to use the midpoint on the scales and US informants a higher tendency to use the extreme values [35].
The results of the exploratory factor analysis for the clinical sample replicate those of previous studies [17, 18], and the results of the confirmatory factor analysis for a very large general population underscore the presence of a primary underlying factor that influences the symptoms representing all three DSM-IV-TR criterion domains of autism. Factor structure has important implications for understanding the core neuropsychological mechanisms underlying autistic traits and symptoms, which are relevant to not only the pursuit of biomarkers and genetic susceptibility factors related to ASD but also diagnostic paradigms [20, 31].
There are two major limitations in this study. First, the response rate was low (29%), although it is keeping with what is expected from population-based surveys. Second, high-scoring children in 22 529 Japanese schoolchildren were not confirmed using any diagnostic instruments, although quantitatively measured autistic traits were extensively clinically confirmed for the separate smaller sample.
In the present study, although the instrument capably distinguished children diagnosed with ASD from children diagnosed with other psychiatric conditions, the score distribution for both clinical groups overlapped. A possible interpretation of this observation, given that autistic traits exhibit considerable independence in causation from many forms of psychopathology in genetic epidemiologic research [15, 36], is that autistic traits, when present, exacerbate other types of psychopathology when they cooccur with autistic traits as comorbid conditions. For some neurodevelopmental conditions, however, it has also become increasingly clear that there are elements of genetic causation that genuinely overlap with the genetic cause of autism; these include ADHD, tic disorders, and developmental coordination disorders, among others [37].
In conclusion, our study provides strong evidence of the continuous nature of autistic symptomatology in the general population, as has been reported in previous studies [1, 18, 19, 37]. The findings underscore the notion that paradigms for categorical case assignment are superimposed on a continuous distribution, which can result in substantial variation in prevalence estimation, especially when the measurements used in case assignment are not standardized for a given population (i.e. by gender, informant, culture, etc.). In other words, these data illustrate that when imposing an arbitrary, non-standardized cutoff for diagnosis, small, clinically insignificant changes in the cutoff value can result in significant changes in prevalence, especially when operating at the steeper slopes of the distribution. Our results support the importance, validity, and feasibility of determining standardized quantitative ratings of autistic traits and symptoms across cultures, the implementation of which has the potential to advance international collaborative research on autism and related conditions. Finally, these results call for a rational approach to revising systems of diagnosis and service delivery that currently perpetuate the notion of discontinuity between ASD-affected and unaffected populations.