Conflict of interest: None declared.
Early supported discharge after stroke in Bergen (ESD Stroke Bergen): a randomized controlled trial comparing rehabilitation in a day unit or in the patients’ homes with conventional treatment
Article first published online: 18 MAY 2012
© 2012 The Authors. International Journal of Stroke © 2012 World Stroke Organization
International Journal of Stroke
Volume 8, Issue 7, pages 582–587, October 2013
How to Cite
Hofstad, H., Naess, H., Moe-Nilssen, R. and Skouen, J. S. (2013), Early supported discharge after stroke in Bergen (ESD Stroke Bergen): a randomized controlled trial comparing rehabilitation in a day unit or in the patients’ homes with conventional treatment. International Journal of Stroke, 8: 582–587. doi: 10.1111/j.1747-4949.2012.00825.x
- Issue published online: 11 SEP 2013
- Article first published online: 18 MAY 2012
- Norwegian Research Council
- Western Norway Regional Health Trust
- Ministry of Health
- Sophies Minde Foundation
- clinical trial;
- early supported discharge;
As a result of demographic changes with a presumed rapidly increasing number of older people during the coming decades, a strong increase in the incidence and prevalence of stroke should be expected. Early supported discharge implies that the patients are discharged to their homes as soon as feasible and that rehabilitative treatment is offered after the discharge, with the patients being home-dwelling. This has proved beneficial in previous studies.
The main objective of this study is to further characterize the important components of early supported discharge and to confirm superiority of early supported discharge over conventional treatment. The secondary aim will be to compare two different early supported discharge schemes. These early supported discharge schemes are composed of intensive rehabilitation treatment given by a multidisciplinary team in a day unit and, alternatively, the same treatment given in the patients’ homes.
The study is conducted as a randomized controlled trial with three arms: two different forms of early supported discharge and a control arm with conventional treatment. Patients with acute stroke admitted to our hospital's stroke unit and living in the Municipality of Bergen are considered for inclusion. A total of 350 stroke patients are expected.
Primary outcome is modified Rankin Scale six-months after inclusion. Secondary outcomes include Barthel Index and National Institute of Health Stroke Scale at several points in time after inclusion, as well as many other schemes, questionnaires and physical tests. The study is registered in ClinicalTrials.gov registration number NCT00771771.
The number of strokes in Norway is estimated to approximately 14 500 per year . Stroke is the third most common cause of death in our country and the most common cause of lasting disability , and it consumes a substantial part of our health-care resources. The best possible outcome after stroke is therefore essential, both for the individual patient and for the society. Several studies have indicated that an early supported discharge (ESD) model for stroke patients is better than hospital rehabilitation [2-7]. A Cochrane report from 2005, evaluating the available published studies until then, concluded that ESD was beneficial for a selected group of stroke patients . A consensus document has recently been created, with statements regarding team composition, model of teamwork, intervention, and success .
However, the original Cochrane report emphasized the need for future studies in order to clarify which elements of ESD in the primary health care were important, and for more precise clarification of cost–benefit in different patient groups. A recent meta-analysis reviewed the results from 11 trials where rehabilitation was offered either centre-based or home-based and found a significant effect in favor of home-based rehabilitation at six-weeks and three- to six-months . This question is also addressed in the present study. The main objective of the study is to further characterize the important components of ESD and to confirm superiority of ESD over conventional treatment. The secondary aim will be to compare the two different ESD schemes.
The main hypotheses are that treatment with ESD is superior to ordinary rehabilitation in hospital and that the more precise composition of the treatment during the first intensive phase after discharge from hospital may be of importance. We have therefore established two different treatment modalities where the difference is the treatment arena: it is given either in a day unit or in the patients’ own homes. Also, the amount and intensity of rehabilitation and follow-up after early discharge is important for the degree of benefit from the treatment, and this is therefore as far as possible kept at the same level in the two treatment modalities.
The study is conducted as a three-armed randomized controlled trial. Patients in the study arms A and B are treated with ESD according to the two different outpatient follow-up schemes. Patients in arm C receive treatment after today's principles and they thereby constitute a control group. A schematic overview of the study and patient flow is given in Fig. 1.
All stroke patients living in Bergen admitted to the Department of Neurology, Haukeland University Hospital, are considered for inclusion in the study. The inclusion and exclusion criteria are shown in Table 1. The inclusion period is 8 December 2008 through 20 December 2011, except for Easter, summer, and Christmas holiday periods.
|Inclusion criteria are:|
|Patient must be home-dwelling and live in the Municipality of Bergen|
|Inclusion within one- to seven-days after symptom onset|
|Inclusion within six-hours to 120 h after admission to the Department of Neurology|
|NIHSS score at inclusion 2–26, or a two-point increase in mRS score if 0 or 1 previously|
|Patients must be awake and be able to agree to the participation in the study by themselves or by relatives|
|No age limit for inclusion.|
|Exclusion criteria are:|
|Serious psychiatric disorders|
|Alcohol or substance abuse|
|Other serious conditions of importance to the cerebral disorder and subsequent rehabilitation process|
|Poor knowledge of the Norwegian language before the stroke.|
The patients are prerandomized into three groups (A, B, and C) by computer-generated block randomization with six patients in each block. The consecutive patients are assigned to their group in the same order as they are included into the study. The randomization group is not known to the patients nor the persons testing them at baseline, and as far as possible, not to the testers later in the study. These testers are partly other persons than in the acute phase testing, and the patients are instructed not to tell their group to the testers.
Treatment in arms A and B
The treatment is given in accordance with the ESD concept, which in this study encompasses the following:
- The patients are discharged to their homes as early as possible and advisable. Generally, this means that the patients should be capable of independent locomotion and to go to the toilet without help. The more affected patients therefore may need an inpatient rehabilitation period before discharge to home.
- During the hospitalization and the first five-weeks after discharge, the patients are followed and supervised by an outpatient ambulatory coordinating team, including physiotherapist, occupational therapist, and nurse. This team cooperates closely with the municipal health care in the planning and implementation of further rehabilitation after discharge. The ambulatory team has a central coordinating function and serves as a link between the patient, relatives, hospital personnel, and the personnel in the municipal health care. The ambulatory team connects with the individual patients as well as the municipal health care as soon as possible after randomization to study arm. The team members participate in transfers between the health-care levels, and they participate in home visits and the later multidisciplinary outpatient follow-ups at the Department of Physical Medicine and Rehabilitation.
- The patients are offered treatment by a specific municipal health-care team up to four-hours a day for up to five-weeks after discharge from hospital. This team is composed of physiotherapists, occupational therapists, and a nurse trained for stroke patients. Treatment by other professions, particularly speech therapists, is considered if needed. It is considered important that the municipal health-care team's treatment is comparable with the rehabilitation otherwise offered at an inpatient department but remaining day-based with the patients living in their own homes. The amount of rehabilitation given in this five-week period is modified according to the patients’ needs and recorded as treatment hours with each of the team's professions.
- Systematic multidisciplinary outpatient follow-ups are offered three- and six-months after inclusion. The main intention with this follow-up is to discover the various needs that the patients may have and then provide necessary help or report this information to the municipal health care. In addition, lifestyle issues including physical activity are discussed when appropriate.
Particulars for treatment arm A
These patients receive the treatment from the municipal health-care team in a day unit.
Particulars for treatment arm B
These patients receive the treatment from the municipal health-care team in their own homes.
Treatment in arm C (the control group)
The stroke patients in this group receive treatment after today's principles and routines. This encompasses acute stroke treatment in a stroke unit, followed by transfer to the Department of Physical Medicine and Rehabilitation, if needed, based on a professional judgment. Other alternatives are discharge directly to home or discharge to inpatient treatment in a municipal health care institution.
The primary outcome in this study is the modified Rankin Scale (mRS) value six-months after inclusion.
In addition, the patients included in the study will be evaluated with many other predefined measuring instruments zero-, three-, six-, 12, and 24 months after inclusion. All the outcomes (primary and secondary) are listed in Table 2.
|Time||Registrations and questionnaires|
|Before or at inclusion||E-stroke † , NIHSS ‡|
|Soon after inclusion||AMPS § , TIS ¶ , PASS**, TUG †† , FAC ‡‡ , NRS §§ , MMSE ¶¶|
|Standardized five-meter walking test|
|Evaluation by speech therapist*|
|Seven-days after inclusion or earlier if discharged from the stroke unit||NIHSS, mRS***, BI †††|
|Comorbidity questionnaires (SCQ ‡‡‡ , SHC §§§ )|
|Three-months after inclusion||NIHSS, mRS, BI, Patient satisfaction|
|AMPS, TIS, PASS, TUG, FAC, NRS|
|Standardized five-meter walking test|
|Evaluation by speech therapist*|
|Six-months after inclusion||NIHSS, mRS, BI, patient satisfaction|
|AMPS, TIS, PASS, TUG, FAC, NRS|
|Standardized five-meter walking test|
|12 months after inclusion||NIHSS, mRS, BI, SIS ¶¶¶ , RSS****, PGIC †††† , SF-36 ‡‡‡‡ Patient satisfaction|
|Evaluation by speech therapist*|
|24 months after inclusion||mRS, BI, PGIC, SF-36|
At baseline mRS, Barthel Index (BI) and National Institute of Health Stroke Scale (NIHSS) are administered by stroke neurologists or trained stroke nurses in the Stroke unit. At three-, six-, and 12 months, the scales are administered to all patients by one single person (physiotherapist) who was initially trained by an experienced stroke nurse. Generally, 30–45 mins are allocated to these scorings after the acute phase, with additional information acquired from relatives or other health workers when appropriate. MRS and BI at 24 months are scored based on telephone interview.
All collected data are stored in specially allocated secure areas on the hospital's server, with the actual data and the patients’ identity being kept apart in different server areas.
A sample size of approximately 350 included acute stroke patients is expected within the three-year inclusion period. These are divided into two active treatment groups and a control group, each of 117 patients. Based on a previous relevant study of acute stroke patients , the expected proportions of patients with mRS ≤ 2 at six-months are calculated to 57·9 % for the treatment groups and 40·2 % for the control group. This provides a power of 74 % to demonstrate a statistically significant difference between the groups for the main outcome mRS.
Differences between and within the groups at the follow-up time points will be tested. Number needed to treat to obtain one more independent stroke patient in the intervention groups vs. the control group will be calculated. Analysis of variance (ANOVA) and analysis of covariance analyses (ANCOVA) will be used to measure average differences between and within the treatment groups at different points in time. Logistic regression will be performed to estimate odds ratio and relative risk. Intention to treat and per-protocol analyses will be used.
In a longitudinal design treatment effect based on measurements at several points in time will be estimated using methods for repeated and correlated observations such as general estimation equations to correctly estimate confidence intervals and P-values.
Various subgroup analyses will be performed, including analyses according to the patients’ stroke severity evaluated by initial NIHSS score.
Treatment cost will be calculated for each of the three treatment arms. The three alternatives will thereafter be compared in a cost-effectiveness analysis in order to discover differences in cost-effectiveness between the different treatment arms .
The project's organizational studies are closely coupled with the design of the study and focusing on organizational changes. The analytical approach centers on combining multilevel approaches with standard theoretical premises for organizational behavior, gathered from instrumental, strategic, and institutional theories, in order to create a framework for interpreting and understanding the organizational processes involved with the planning and implementation of the stroke rehabilitation chain. This enables identification of varying types of organizational barriers against change, exposing limitations of the social structures involved with stroke treatment – but also an approach to evaluate the rehabilitation chain in organizational terms. The Uni Stein Rokkan Centre for Social Studies will undertake this part of the study.
The study is conducted in collaboration between Haukeland University Hospital (Department of Physical Medicine and Rehabilitation, Department of Neurology and the Medical Service Department), the Municipality of Bergen and University of Bergen, Bergen, Norway (Department of Public Health and Primary Health Care). University of Bergen is project owner and research responsible institution, and Haukeland University Hospital carries the responsibility for medical treatment, clinical registrations, and data collection.
ESD after stroke has been shown to be beneficial in previous models reported from various Western countries. Why this model works and which components that are crucial is, however, mostly unclear. Task-specific motor training promotes restorative neuroplastic changes . Living in a home environment during rehabilitation may therefore be optimal since this will promote practicing the essential tasks of daily living.
In this study, rehabilitative treatment given at home or in a day unit will be compared with ordinary care without use of the principles of ESD. In addition, rehabilitation given at home and in a day unit will be compared. This study also differs from previous studies in the way that the participants will be much more extensively tested at fixed points in time during the first 24 months after stroke and with a variety of tests including physical tests, various scoring schemes and questionnaires.
Results from previous studies indicate that patients with mild to moderate stroke severity benefit the most from ESD . In this study, the effect of the different treatment protocols will be evaluated in lightly, medium-, and more severely affected stroke patients. Also, treatment cost and total societal economic cost will be calculated for each of the treatment protocols, thereby providing important information for future planning of rehabilitation programs.
The study has been approved by the Western Norway Regional Committee for Medical Research Ethics.
The study is supported by grants from the Norwegian Research Council, the Western Norway Regional Health Trust, the Ministry of Health, and the Sophies Minde Foundation.
Study steering committee
Municipal Director of Health Finn Strand, Municipality of Bergen; Prof. Lars Thomassen, Department of Neurology, Haukeland University Hospital, Bergen; Associate Professor Jan Sture Skouen, Department of Public Health and Primary Health Care, University of Bergen and Haukeland University Hospital, Bergen; Director Margit Sørhus, Department of Physical Medicine and Rehabilitation, Haukeland University Hospital.
Ambulatory coordinating team
Maren Ekenes and Siv Krüger Claussen (registered nurses); Eli Christine Olsen (physiotherapist); Hildegun Reutz (occupational therapist).
Municipal health-care team
Kristi Rørlien (registered nurse); Anda Kupca and Joanna Agnieszka Hauken (physiotherapists); Kathrine Aasebø, Siri Myklebust and Linda Lindås (occupational therapists).
We appreciate the supportive collaboration from Signe Gjærum (Stroke unit recruiting nurse), Silje Mæhle and Lene Hafsås (coordinators for follow-ups and testing after baseline), Marit Øvsthus (main tester after baseline), Finn Markussen (head of community medicine, public health authority, Municipality of Bergen); and Helga Kaale (municipal counselor, Municipality of Bergen).
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- 11Methods for the Economic Evaluation of Health Care Programmes, 2nd edn. Oxford, Oxford University Press, 1997., , , .