SEARCH

SEARCH BY CITATION

Keywords:

  • DNA barcoding;
  • sharks;
  • single nucleotide diagnostics

Abstract

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

Shark fisheries worldwide are mostly unmanaged, but the burgeoning shark fin industry in the last few decades has made monitoring catch and trade of these animals critical. As a tool for molecular species identification, DNA barcoding offers significant potential. However, the genetic distance-based approach towards species identification employed by the Barcode of Life Data Systems may oftentimes lack the specificity needed for regulatory or legal applications that require unambiguous identification results. This is because such specificity is not typically realized by anything less than a 100% match of the query sequence to an entry in the reference database using genetic distance. Although various divergence thresholds have been proposed to define acceptable levels of intraspecific variation, enough exceptions exist to cast reasonable doubt on many less than exact matches using a distance-based approach for the identification of unknowns. An alternative approach relies on the identification of discrete molecular characters that can be used to unambiguously diagnose species. The objective of this study was to assess the performance differences between these competing approaches by examining more than 1000 DNA barcodes representing nearly 20% of all known elasmobranch species. Our results demonstrate that a character-based, nucleotide diagnostic (ND) approach to barcode identification is feasible and also provides novel insights into the structure of haplotype diversity among closely related species of sharks. Considerations for the use of NDs in applied fields are also explored.


Introduction

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

The demand for shark fins worldwide has significantly increased over the past two decades and is likely to be a major factor influencing shark mortality in fisheries and the health of shark populations (Clarke et al. 2004; Clarke et al. 2006). While the current state of the shark fin industry is lucrative, the low economic value of other shark products (meat, liver oil, cartilage, skin and teeth) in the past has led to historically unmanaged shark fisheries (Pank et al. 2001). More recent attempts to manage shark fisheries, prompted by conservation needs, have encountered numerous difficulties related to the identification of landed shark species. For example, when a shark is caught, the fins are often removed on-board and the remaining carcass is discarded back into the ocean. The net result of ‘finning’ is that the morphological features necessary for identification are never seen, which is a common problem for nearly all investigations involving commercial animal products. Identification is further complicated by the use of 30–45 market categories for shark fins in Hong Kong (85% of the world's shark imports) that do not necessarily correspond to taxonomic names (Vannuccini 1999). Therefore, tallies and proportions of landed shark species cannot be easily performed by tracing market activity alone.

Molecular diagnostic techniques are now commonly employed for species identification and circumvent the drawbacks of complex morphology-based identification keys. For shark species identification, recent studies (Shivji et al. 2002; Abercrombie et al. 2005; Shivji et al. 2005; Clarke et al. 2006; Magnussen et al. 2007) have been based on successful multiplex polymerase chain reaction (PCR) assays using species-specific primers. This approach is rapid and inexpensive making it amenable for routine use in situations where resources are limited, but it is limited to testing for small groups of species at a time and species-specific primers have yet to be developed for many species.

Sequence analysis is an alternative approach to molecular species diagnosis in sharks (Greig et al. 2005; Quattro et al. 2006). Sequence data are often the most direct way to obtain a large amount of information, and have become faster and more affordable as sequencing technology progresses. However, with the increased accessibility of sequencing technology, sequence-based species identification techniques are being developed and employed independently in different laboratories without a set of reference standards or a common genetic marker. As a result, comparative power between sequences is limited and they cannot draw upon a comprehensive reference database. DNA barcoding (Hebert et al. 2003a; Hebert et al. 2003b) has successfully discriminated many regional shark species from Australian waters (Holmes et al. 2009; Ward et al. 2008). While identification via a DNA barcode is another sequence-based approach, the technique distinguishes itself because it is based on a standardized gene region. In addition, DNA barcode reference records are supported by a network of supplementary information, allowing barcode sequences to be independently reviewed (Ratnasingham & Hebert 2007).

Identification via DNA barcodes is based on the observation that intraspecific genetic divergence is usually lower than interspecific divergence (e.g. ‘barcoding gap’) (Meyer & Paulay 2005). The identification engine built into the Barcode of Life Data Systems (BOLD; http://www.barcodinglife.org) currently uses a phenetic-based approach by comparing unknown sequences to the reference database from the perspective of a sequence similarity estimate. Ferguson (2002) reasons that species identification through genetic divergences is based on the argument that genetic divergence suggests genetic incompatibility, which suggests reproductive isolation, which suggests a lack of gene flow, which culminates in an inference of separate species. However, Ferguson (2002) further argues that there are too many exceptions where substantial genetic divergence is not necessary for the development of reproductive isolation, or where the genetic bases for reproductive isolation are simply too varied for a predictive set of rules capable of differentiating species-level and population-level variation.

The best-case scenario for a phenetic-based approach is one in which an unknown sequence has 100% sequence similarity to a reference sequence; however, this is problematic as such a match is often not obtained, which raises the issue of a species threshold similarity value. Early DNA barcoding studies suggested that a 2% threshold typically represented a cut-off between species (Hebert et al. 2003a, 2004a, b), but it is known that the divergence between species can fall well below this value, depending on the taxa of interest (Ward et al. 2005). As with the arguments put forth by Ferguson (2002), interspecific levels of divergence are variable between taxa, and a generalized 2% rule cannot be applied across all species. The accuracy of the current distance measure for identifications via DNA barcodes is also heavily dependent on the sampling breadth of the database and is susceptible to false-positives under a number of scenarios, including incomplete taxonomic sampling and a lack of disparity between intra-specific and interspecific variation (Frézal & Leblois 2008).

Using a threshold value results in increased uncertainty as the sequence similarity between an unknown and reference sequence approaches this cut-off point (Rubinoff 2006). This approach may be suitable for academic purposes, but the current system is not structured to serve end users seeking to employ DNA barcoding in a regulatory setting, such as agents of conservation and wildlife forensic sciences who may be under strict scrutiny and involved in litigation (Ogden 2008).

The uncertainty of sequence similarity as a metric for species delineation has been recognized as a problem (Köhler 2007), and character-based methods are one of the proposed alternatives as they maintain information that is inherently lost in a distance approach (DeSalle et al. 2005; DeSalle 2007; Kelly et al. 2007; Waugh et al. 2007). A character-based approach is akin to the traditional morphology-based methods in that species diagnosis would be based on a binary signal — the presence or absence of a diagnostic character (in this case a DNA character), therefore bypassing the uncertainty found in an analogue measurement of sequence similarity. These diagnostic characters can be thought of as various single nucleotide polymorphisms that are fixed across a species but differ between species. However, the use of single nucleotide polymorphism (SNP) in this context would be a misnomer and an inappropriate use of the term. By definition, an SNP describes a variation that occurs at the population level. In order to avoid this confusion, the diagnostic sites of interest in this study are referred to as nucleotide diagnostics (ND).

NDs, or character attributes (CA) in the terminology of Sarkar et al. (2002a, b), have already been shown to be applicable and successful in species identification (Kelly et al. 2007; Rach et al. 2008), yet no direct comparisons of characters to distance have been made for identifications using DNA barcode sequence data. The study by Rach et al. (2008) focused only on ‘simple’ CAs. A simple CA is a stand alone diagnostic at a single nucleotide position. However, they do make note of ‘compound’ diagnostics that combine character states from multiple nucleotide sites. The addition of compound character states is the foundation of an expandable character-based diagnostic system, as the power and resolution of diagnostic characters can be increased substantially by considering permutations of characters across multiple sites. Therefore, NDs can be broken down into two types: simple NDs (sNDs), which provide a diagnostic signal at a single nucleotide position, and compound NDs (cNDs), which combine several single nucleotide sites to become diagnostic. Table 1 provides an example of our use of these terms.

Table 1.  Definitions and illustrated examples of terms used relating to nucleotide diagnostics Thumbnail image of

In this study, the potential use of NDs as an alternative approach to applied species identification was examined by generating a large data set of COI DNA barcodes for a diverse range of sharks, an ecologically, economically and culturally significant group of fishes. Unambiguous NDs will be a boon to DNA barcode applications that cannot afford the ambiguity inherent in the current BOLD distance–based identification engine, such as the monitoring of animal goods for conservation or legal purposes.

Methods

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

Sequence data preparation

1049 shark (superorder Selachimorpha) samples were acquired from Nova Southeastern University Oceanographic Center (NSUOC), Kansas University Natural History Museum, and the National Ocean Service Marine Forensics Archive. Sequences and sample records can be viewed on the Barcode of Life Data System or BOLD (at http://www.boldsystems.org) under project code EWSHK. Some samples from NSUOC were received as DNA extracts. All others were tissue stored in 95% ethanol. All samples were stored at –20 °C until processed.

As part of the supplementary information that comprises the DNA barcode data standard (Hanner 2005), locality data were maintained for the source of each specimen where available. The Fish Barcode of Life Initiative (FISH-BOL), a coordinated international campaign to compile reference barcodes for all fish, operates using the Food and Agriculture Organization's (FAO) 19 statistical marine regions. As a contribution to FISH-BOL, specimen sources were allocated to an FAO region in BOLD, and when possible specimens were chosen in order to represent regions across a species’ distribution.

For all samples from NSUOC not received as DNA extracts, the DNeasy Tissue Kit (QIAGEN Inc.) was used to perform the genomic DNA extraction, following the instructions of the manufacturer. This same kit was also used to extract genomic DNA from all samples acquired from the NOSMF Archive. For all other samples, 1–2 mm3 of tissue was used for DNA extraction via the protocols detailed by Ivanova et al. (2006).

A 652-bp fragment from the 5′ region of COI, corresponding to base positions 6474–7126 of the Danio rerio mitochondrial genome (Broughton et al. 2001), was PCR amplified using one of two sets of forward and reverse primer cocktails (Table 2), C_FishF1t1-C_FishR1t1 or C_VF1LF1t1-C_VR1LRt1 (Ivanova et al. 2007), appended with M13 tails to aid in sequencing (Messing 1983). Each PCR mixture consisted of 6.25 µL of 10% trehalose, 3.0 µL of ultrapure ddH2O, 1.25 µL of 10× PCR buffer for Platinum Taq (Invitrogen, Inc.), 0.625 µL of 50 mm MgCl2, 0.125 µL of each primer (10 µm), 0.0625 µL of 10 mm dNTP mix, 0.06 µL of Platinum Taq DNA polymerase (Invitrogen, Inc.), and 0.5–2.0 µL of template DNA (approximately 50–100 ng of DNA). PCR amplification reactions were conducted in Eppendorf Mastercycler gradient thermal cyclers (Brinkmann Instruments, Inc.) The reaction programme for samples using the C_FishF1t1-C_FishR1t1 primers consisted of 2 min at 94 °C, followed by 35 cycles of 30 s at 94 °C, 40 s at 52 °C, and 1 min at 72 °C. Upon completion of the 35 cycles, the programme concluded with 10 min at 72 °C and then held at 4 °C. The reaction programme for samples using the C_VFLF1t1-C_VRLR1t1 primers consisted of 2 min at 94 °C, followed by 5 cycles of 30 s at 94 °C, 40 s at 50 °C, and 1 min at 72 °C, followed by 35 cycles of 30 s at 94°C, 40 s at 54 °C, and 1 min at 72 °C. The programme concluded with 10 min at 72 °C and then held at 4 °C.

Table 2.  PCR primer cocktail components and corresponding sequences. M13 tails are also listed below Thumbnail image of

PCR products were visualized on 2% agarose E-gel 96 plates (Invitrogen, Inc.). PCR products were labelled using the BigDye Terminator version 3.1 Cycle Sequencing Kit (Applied Biosystems, Inc.). Each cycle sequencing reaction mixture consisted of 5.0 µL of 10% trehalose, 0.917 µL of ultrapure ddH2O, 1.917 µL of 5× buffer (400 mm Tris-HCl ph 9.0 and 10 mm MgCl2), 1.0 µL of primer (10 µm; M13F or M13R, Table 2), 0.167 µL of BigDye (Applied Biosystems, Inc.), and 1.5 µL of PCR product. Sequencing reaction clean-up was carried out using the Agencourt CleanSEQ system with SPRI paramagnetic bead technology (Agencourt Bioscience Corporation). Bi-directional sequencing reactions were resolved using an ABI 3730 capillary sequencer. Bi-directional contigue assembly was carried out using SeqScape version 2.1.1 (Applied Biosystems, Inc.).

All sequences in this study have been deposited in GenBank, via the use of BarSTool, under accession numbers FJ518910–FJ519800, FJ529802–FJ519955.

ND identification for shark species

Sequences for 74 independently identified shark species were used in the total species pool for the ND identification process. Sequences were run through Collapse1.2 (available at http://darwin.uvigo.es) in order to distill the sequences into unique haplotypes. The target was to identify NDs for the 64 species in the total species pool belonging to the orders Carcharhiniformes and Lamniformes (Table 3), which contain the most commercially relevant and utilized species, although the whale shark (Rhincodon typus, order Orectolobiformes) was also included due to its inclusion in the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) indices. With the addition of the whale shark, all three shark species currently listed in CITES (Appendix II) were included in the analysis. The other two are the great white shark (Carcharodon carcharias) and the basking shark (Cetorhinus maximus). NDs for each species of interest were identified in the context of the entire pool of available species. As an example, in order to identify NDs for Carcharhinus signatus, haplotypes for this species would be compared to haplotypes from the other 73 shark species included in this study.

Table 3.  NDs for each species are listed, with sample sizes included in parentheses after the species name
Order/familySpeciesNDsNotes
Carcharhiniformes/ CarcharhinidaeCarcharhinus signatus (9)(22-C +356-C) 
Carcharhinus sorrah (6)(199-A +350-A + 527-A) 
Carcharhinus albimarginatus (12)(295-A +413-G) 
Carcharhinus isodon (12)(220-G +371-C) 
Carcharhinus dussumieri (7)(280-C +413-G) 
Carcharhinus porosus (1)(127-A +167-A) 
Carcharhinus perezii (12)(70-G + 76-G) 
Carcharhinus brevipinna (10)(58-T +371-C) 
Carcharhinus brachyurus (5)(334-C + 541-C) 
Carcharhinus falciformis (11)(70-G + 76-A) 
Carcharhinus amboinensis (4)(136-C +350-A)  
Carcharhinus amblyrhynchos (27)(298-C +413-G) 
Carcharhinus longimanus (18)(283-C + 307-G) 
Carcharhinus cautus (1)(343-G +415-A) 
Carcharhinus melanopterus (8)(350-A + 415-T + 484-G) 
Carcharhinus leucas (19)(40-T +361-A) 
Carcharhinus acronotus (11)(139-C + 194-C + 565-G) 
Nasolamia velox (1)(217-G + 457-C) 
Carcharhinus altimus (8)(451-A +542-T)cND only diagnostic down to the species pair. Conditional ND available for both species (Table 2).
Carcharhinus plumbeus (12)
Carcharhinus limbatus (11)(388-C + 397-T + 400-T)cND only diagnostic down to the species pair. Conditional ND available for western Atlantic population of C. limbatus (Table 2).
Carcharhinus tilstoni (8)
Carcharhinus obscurus (19)(214-A + 475-T)cND only diagnostic down to the species pair. Conditional ND available for C. obscurus (Table 2).
Carcharhinus galapagensis (16)
Galeocerdo cuvier (160)(388-A +371-C) 
10-T
Prionace glauca (19)(371-C+ 565-T) 
Negaprion acutidens (2)(172-G + 319-A) 
Negaprion brevirostris (11)(145-G +371-C) 
Triaenodon obesus (3)496-G 
(346-G +350-A)
Rhizoprionodon acutus (1)166-G 
(350-A+ 493-C)
Rhizoprionodon lalandii (10)300-C 
379-C
Rhizoprionodon porosus (10)(25-G +356-A)cND only diagnostic down to the species pair. Conditional ND available for both species (Table 2).
Rhizoprionodon terraenovae (15)
Carcharhiniformes/ SphyrnidaeEusphyra blochii (4)(43-T +371-T) 
Sphyrna lewini (86)(193-G +35-A) 
Cryptic Sphryna lewini (4)(502-C +35-A)(Abercrombie et al. 2005; Quattro et al. 2006).
Sphyrna mokarran (34)(88-C +371-C) 
Sphyrna tiburo (43)(418-G +542-T) 
Sphyrna tudes (1)473-TSerine amino acid is diagnostic for this species.
(284-T +371-C)
Sphyrna zygaena (21)530-T 
(319-A +415-A)
Carcharhiniformes/ ScyliorhinidaeApristurus kampae (2)469-G 
652-C
Apristurus brunneus (2)45-GAmino acid glycine (corresponding to sND 45-G) is diagnostic for this species.
124-C
301-C
Apristurus profundorum (4)(97-C +371-C) 
Apristurus manis (4)(604-C +542-G) 
Parmaturus xaniurus (2)8-AAmino acids methionine (corresponding to sND 8-A), glycine (251-G), and alanine (414-C) are diagnostic for this species.
251-G
414-C
Scyliorhinus retifer (1)316-GAmino acid valine (corresponding to sNDs 476-G and 478-A) is diagnostic for this species.
476-G
478-A
Carcharhiniformes/ TriakidaeTriakis semifasciata (2)(49-G +86-T) 
Ghaleorhinus galeus (4)(220-T +371-C) 
Mustelus canis (15)(280-C +527-G) 
Mustelus henlei (3)(529-C + 547-G) 
Mustelus californicus (1)(448-G +371-C) 
Lamniformes/ LamnidaeLamna nasus (80)409-G 
(373-C +196-A)
Lamna ditropis (12)523-G 
(373-C +181-A)
Carcharodon carcharias (6)94-CAmino acid isoleucine (corresponding to sND 197-A) is diagnostic for this species.
197-A
574-G
Isurus oxyinchus (15)628-T 
(418-G +421-C)
Isurus paucus (13)286-G 
595-G
Lamniformes/ AlopiidaeAlopias pelagicus (15)(472-T +356-T) 
Alopias superciliosus (18)397-G 
(301-G +107-G)
Alopias vulpinus (18)(262-A +107-G) 
Lamniformes/ OdontaspididaeCarcharias taurus (73)577-T 
(244-C + 304-C)
Odontaspis ferox (1)(42-T +166-C) 
Lamniformes/ PseudocarchariidaePseudocarcharias kamoharai (3)187-T 
(334-A +421-T)
Lamniformes/ CetorhinidaeCetorhinus maximus (48)466-G 
520-C
589-G
Orectolobiformes/ RhincodontidaeRhincodon typus (9)41-CAmino acid leucine (corresponding to sND 41-C) is diagnostic for this species.
367-G
640-G
For species with at least one sND, all sNDs are listed. If only one sND is available, a cND alternative is also provided. For species that require a cND for diagnosis, only one example is listed. Nucleotide positions and character states where point mutations would result in a nonsynonymous change are indicated in bold. Nucleotide positions and character states that differ from the species pool by a transversion are underlined.

Identification and confirmation of NDs were accomplished in a straightforward manner by eye, using mega version 4 (Kumar et al. 2004) to display the aligned sequence data and highlight all variable sites. NDs for a target species were easy to identify with a visual scan when the ‘use identical symbol’ option was enabled in mega. Under this viewing format, base positions featuring a simple ND (sND) were characterized by a column in which the identical symbol (.) was absent for all other species. That is, all other species exhibited a character state not shared with the focus species.

Compound NDs (cND) were also easily identified using a simple manual algorithm (Fig. 1). When no sNDs are present in a species, an arbitrary site (base position 1) can be chosen to begin defining a cND, assuming that the character is fixed within the target species. The simplest site to choose would be the one in which the character state exhibited by the target species appears least often in other species, but this is not strictly necessary. Once this site is chosen, all other sequences that do not share the same character state are removed from the identification process and the remaining sequences of the reduced subset are scanned again for a sND. The site of any sND located in the nested scan, combined with base position 1 form a cND that is diagnostic for the species of interest. If an sND is still not located, repeated nested scans are conducted until the necessary base positions for species resolution are obtained.

image

Figure 1. This flowchart describes the steps used in manually identifying NDs. All steps beyond the first decision box are designed to identify nucleotide positions that can be joined to form a compound ND. This assumes the species of interest contains at least one compound ND that is diagnostic for it. Chosen base positions (BP1, BP2 ... BPn) must have a consistent character state for all sequences of the target species.

Download figure to PowerPoint

Species pairs that could not be uniquely identified with NDs were examined using statistical parsimony networks (Templeton et al. 1992) to construct the relationship between haplotypes. These networks were generated using tcs 1.21 (available at http://darwin.uvigo.es/software/tcs.html) at the default 95% connection limit.

Results

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

General results

Sequences represented a total of 74 shark species across 33 genera, 17 families, and six orders. The six orders included were Carcharhiniformes, Lamniformes, Orectolobiformes, Squaliformes, Squatiniformes, and Heterdoniformes. The ND identification process focused on the Carcharhiniformes and Lamniformes, and one Orectolobiformes. The Carcharhiniformes in this data set were represented by 51 species across 15 genera and four families, while the Lamniformes were represented by 12 species across eight genera and five families.

Fourty-three of the 64 species targeted for ND identification were represented by five or more specimens. Overall, there were 16.03 specimens per species on average for the target 64 species, although this value is skewed upwards by a few extensively sampled species. The number of specimens per species ranged from one (eight species) to 161 (Galeocerdo cuvier).

Of the 56 species with more than one specimen, 35 (62.5%) were represented by samples from multiple FAO regions, 16 (28.6%) were represented by a single FAO region, and the remaining five were lacking geographical locality data. Specimens from extensively sampled species came from across their global distribution. Specimens from eight species came from at least five FAO regions, ranging up to eight regions. The number of FAO regions listed here encompassed by each species is a minimum estimate. Since not all specimens had locality data, it is possible that those specimens originate from an FAO region not accounted for by the specimens with locality data.

ND identification for shark species

Of the 64 shark species examined for NDs, 20 species had at least one sND, in the context of this study, and six of these also involved amino acid differences that were diagnostic for the species. Thirty-seven species without an sND could be identified using a cND of two to three nucleotide positions in combination (Table 3).

Eight species, forming four pairs of sister species (Rhizoprionodon porosus/Rhizoprionodon terraenovae, Carcharhinus plumbeus/Carcharhinus altimus, Carcharhinus limbatus/Carcharhinus tilstoni, and Carcharhinus obscurus/Carcharhinus galapagensis), could not be uniquely diagnosed, although cNDs were located that are capable of diagnosing down to each pair. Statistical parsimony networks are included for each species pair (Figs 2–5). The networks revealed nucleotide sites in six of these species such that their addition to the cND diagnostic for the pair would result in a new cND that could identify the species of some haplotypes, but not all of them (Table 4).

image

Figure 2. Statistical parsimony network for haplotypes of Carcharhinus altimus (Ca) and Carcharhinus plumbeus (Cp). Haplotypes are indicated by the circular nodes, marked by the corresponding species designation. Each black hash mark represents a single character change. Unshaded nodes are from the Indo-Pacific, while shaded nodes are from the northwest Atlantic. Striped notes lacked locality data. The size of each haplotype node is proportional to the number of specimens representing each haplotype. The total number of specimens in this network is 20. The network was generated using tcs 1.21 (available at http://darwin.uvigo.es/software/tcs.html) at the default 95% connection limit.

Download figure to PowerPoint

image

Figure 3. Statistical parsimony network for haplotypes of Carcharhinus obscurus (o) and Carcharhinus galapagensis (g). Haplotypes are indicated by the circular nodes, marked by the corresponding species designation. Nodes that indicate both species are haplotypes that are shared between the species pair. Each black hash mark represents a single character change. Nodes do not correlate with a phylogeographical pattern. The size of each haplotype node is proportional to the number of specimens representing each haplotype. The total number of specimens in this network is 35. The network was generated using tcs 1.21 (available at http://darwin.uvigo.es/software/tcs.html) at the default 95% connection limit.

Download figure to PowerPoint

image

Figure 4. Statistical parsimony network for haplotypes of Rhizoprionodon terraenovae (Rt) and Rhizoprionodon porosus (Rp). Haplotypes are indicated by the circular nodes, marked by the corresponding species designation. Each black hash mark represents a single character change. Nodes do not correlate with a phylogeographical pattern. The size of each haplotype node is proportional to the number of specimens representing each haplotype. The total number of specimens in this network is 25. The network was generated using tcs 1.21 (available at http://darwin.uvigo.es/software/tcs.html) at the default 95% connection limit.

Download figure to PowerPoint

image

Figure 5. Statistical parsimony network for haplotypes of Carcharhinus tilstoni (t) and Carcharhinus limbatus (l). Haplotypes are indicated by the circular nodes, marked by the corresponding species designation. Nodes that indicate both species are haplotypes that are shared between the species pair. Each black hash mark represents a single character change. Unshaded nodes are from the Pacific Ocean, while shaded nodes are from the west Atlantic Ocean. The size of each haplotype node is proportional to the number of specimens representing each haplotype. The total number of specimens in this network is 19. The network was generated using tcs 1.21 (available at http://darwin.uvigo.es/software/tcs.html) at the default 95% connection limit.

Download figure to PowerPoint

Table 4.  List of conditional NDs for species pairs. The addition of the nucleotide sites and character states listed in column three to the previously established cND for the species pairs, in column two, creates a conditional ND for the corresponding species
SpeciescND diagnostic for pairAdditional sites for conditional ND
  1. Additional sites in column 3 are grouped in parentheses, with all sites within a group applying to the same branch in the statistical parsimony network.

Carcharhinus altimus(451-A + 542-T)(370-G) or (112-C)
Carcharhinus plumbeus (76-A) or (382-C)
Carcharhinus limbatus(388-C + 397-T + 400-T)(334-A or 523-T) Corresponds to the western Atlantic population
Carcharhinus tilstoni None. All C. tilstoni haplotypes are shared with at least one C. limbatus sequence.
Carcharhinus obscurus Carcharhinus galapagensis(214-A + 475-T)None. All C. obscurus haplotypes are shared with at least one C. galapagensis sequence.
 (85-C)
Rhizoprionodon porosus(25-G + 356-A)(457-T, 355-T, 181-C, or 157-A)
Rhizoprionodon terraenovae (613-C) or (2-T)

A recent re-analysis of two DNA barcoding studies using statistical parsimony networks indicated that species tended to dissociate into separate networks and that sequences from a single species remained together (Hart & Sunday 2007). An overall statistical parsimony network was constructed using the entire shark data set in this study to determine if the included species would form their own networks. Beyond the eight species that could not be diagnosed with an ND, nine more species did not separate into their own network. These nine species appeared as four more species pairs and one species (Carcharhinus longimanus) formed a network with the C. obscurus/C. galapagensis pair (Table 5). Of the 74 total species, 57 (77.0%) formed independent networks. Sphyrna lewini is the only species to separate into multiple (two) networks.

Table 5.  Statistical parsimony networks that contain multiple species, with at least one that is diagnosable with an ND
  1. Each unshaded circle represents a unique haplotype, and is numbered to correspond with the species name in column 1. The third column shows the number of character changes between each species. The shaded circle represents the Carcharhinus galapagensis/Carcharhinus obscurus species pair shown in Fig. 4.

SpeciesStatistical parsimony networkCharacters between species
(1) Carcharhinus acronotusinline image3
(2) Nasolamia velox
(1) Carcharhinus brevipinna (2) Carcharhinus brachyurusinline image9
(1) Carcharhinus melanopterus (2) Carcharhinus cautusinline image8 or 11
(1) Mustelus canis (2) Mustelus henleiinline image10
(1) Carcharhinus galapagensis/Carcharhinus obscurus (see Fig. 4)inline image10
(2) Carcharhinus longimanus

Discussion

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

NDs as contextual entities

An immediate consideration when using character-based diagnostics is that the existence of NDs for a particular species is contextual and can only be applied with confidence in the appropriate context. That is, NDs are relative to the total reference sequence species pool examined because they are described as character states at certain nucleotide positions that distinguish the target species from the rest of the pool.

It would be a simple task to locate multiple NDs for a given species if the comparison was limited in scope to, for example, identifying the species of interest out of a pool of only its congeners. In an extreme example, it is easy to understand that NDs would be abundant if the user were only interested in distinguishing between two hypothetical species of one haplotype each. In this case, every single variable site between the two species would represent an sND. Obviously, the addition of another species or even a previously unrepresented haplotype will eliminate some sNDs. As the total specimen haplotype and species pool increases, sNDs are less likely to be present as the variability in character states reaches saturation, thus forcing a reliance on cNDs. However, since character-based diagnostics are being viewed as a solution to the ambiguities brought upon in an applied setting by the percentage similarity metric currently employed, it was important to retain other features of DNA barcoding that gave it an inherent advantage as an applied tool, such as its broad applicability to a large taxonomic scale. It is for this reason that NDs were identified for the shark species of interest relative to the entire pool of sequenced shark species available. While the species covered in this study do not constitute a comprehensive sampling of all shark species, the pool of 74 species represents approximately 17.5% of the total species diversity in sharks.

The addition of a closely related species is more likely to eliminate a previous ND. The samples from order Carcharhiniformes become a good test group, as the 51 species from that order contained 23 from the same genus (Carcharhinus). The effect of additional closely related species on the number of available sNDs was immediately apparent. In contrast to the Carcharhiniformes, the Lamniformes are a much smaller group, and in this study, contained fewer closely related species (even though 75% of the total Lamniformes diversity was represented, 12 of 16 species). Because of this, a larger proportion of the Lamniformes exhibited sNDs as compared to the Carcharhiniformes. Despite this, cNDs were still applicable within the Carcharhiniformes to identify species or, failing that, a species pair. Not surprisingly, none of the sNDs within the Carcharhiniformes were from the heavily represented genus Carcharhinus. All three CITES-listed species contained multiple sNDs, although all three are also the only extant species in their respective genera.

Software assisted ND identification

The contextual nature of NDs is a potential hurdle if the goal is to develop a broadly applicable and stable diagnostic system. As already discussed, ideal NDs would be relative to as large a taxonomic breadth as possible. However, no absolute certainty can be assigned to any ND without the impossible task of sequencing all individuals of all species. At best, the analytical work can move towards a comprehensive set of all species within the taxa of interest (e.g. all sharks) with a strong emphasis on appropriate representation across each species’ geographical range. That is not to say that NDs cannot be identified for a data set that is less than complete, but users must be aware that the addition to the data set of a new species, or even a new haplotype of an existing species, may nullify the diagnostic status for a given nucleotide position and species, requiring a re-evaluation of previously defined NDs. If ND identification is to be a dynamic process, then the automation of ND identification would become necessary for application work. Several studies (Kelly et al. 2007; Rach et al. 2008) have already demonstrated the use of the characteristic attribute organization system (CAOS) algorithm (Sarkar et al. 2002a, b) to aid in the identification of diagnostic characters, but did not address compound diagnostics. Considering the simple nature of the manual approach used in this study, it stands that further development of existing or new software tools to allow for the recognition of nucleotide patterns and compound diagnostics is readily achievable.

A program designed to automate ND identification performs a very simple task. Ideally, the identification of NDs should be as user friendly. It could be as simple as submitting a text file, containing reference sequences for the group of interest, to the search program. The program would then be comparing strings of text, and need to be able to recognize which groups of sequences to treat as a single species. CAOS uses a guide tree to accomplish this, but sequence groups could also be established without one, thus simplifying the required steps. The most complicated and novel aspect of such a program will be to have it accurately assemble cNDs. One basic method would be to have the program mimic what was performed manually in this study, although there are undoubtedly more efficient, albeit more sophisticated, alternatives.

ND preference considerations

The manual method laid out in this study is essentially arbitrary. While the most direct way to identify a cND for a target species is to first choose a character that has the lowest presence in the overall species pool, thereby limiting the subset of species in the next step as much as possible, it is not strictly required. However, there should be some considerations regarding preferred nucleotide sites, especially if the process is to be automated. With saturation being a major source of character state overlap, the general rule of thumb in the selection of preferred NDs should be to focus on nucleotide sites that are less susceptible to random mutation, and therefore convergence (DeSalle 2006). Six species exhibited sNDs that corresponded to an amino acid difference, such that the amino acid itself was diagnostic. Similarly, the use of nonsynonymous nucleotide sites can also be applied to cNDs. In this case, the nucleotide positions that form a cND are chosen such that random mutations are under functional constraint. This typically means that changes at first or second codon positions are preferred, but are not necessarily available in all species, as some only exhibit third codon position variations or otherwise synonymous changes. A second consideration is whether or not existing variability involves a transitional or transversional mutation. Brown et al. (1982) detailed the predominance of transitional changes, noting that an average of 92% of all point mutational differences in their study on the rate and mode of mitochondrial DNA evolution were transitions. Under this observation, another useful guideline would be to look for nucleotide positions where the target species exhibits a character state that differs from the other species by a transversion substitution. Nucleotide positions characterized by a nonsynonymous change and/or transversion are marked in Table 3.

Species pairs and statistical parsimony networks

Four species pairs could not be cleanly diagnosed down to the individual species level. Although cNDs were found to diagnose each pair, further resolution could not be attained due to overlapping character states at all variable sites between species once a one to one comparison was made. For example, while the species pair of Carcharhinus plumbeus and C. altimus can be picked out of the overall species pool with the cND (451-A + 541-T), the variable sites between just these two species do not feature any characters that are fixed across all haplotypes of one species, while remaining different from the second species. The close mitochondrial DNA relationship between these two species has been noted previously (Greig et al. 2005) and the patterns of variability cannot provide definitive diagnostics, but they can still provide partial resolution. In some cases, there are nucleotide positions with character states that are unique to a species, but not all haplotypes of that species will exhibit it. This creates a conditional ND (Table 1), or a private character (Sarkar et al. 2002b; DeSalle et al. 2005). It is then possible to use a conditional ND to identify some individuals within one of these species pairs to the species level. The sampling for C. plumbeus and C. altimus broke down into four and three unique haplotypes for these species respectively (Fig. 2). At nucleotide position 112, all four C. plumbeus and one C. altimus haplotypes are characterized by a T, whereas the remaining two C. altimus are characterized by a C. Therefore, the addition of this nucleotide position to the previous cND would create a conditional ND. (451-A + 541-T + 112-C) would be diagnostic to C. altimus, whereas (451-A + 541-T + 112-T) could still be either C. altimus or C. plumbeus. The statistical parsimony network for this species pair (Fig. 2) centralizes the Indo-Pacific haplotypes of both species, with the haplotypes from the northwest Atlantic forming two distinct branches, one for each species. Both branches leading to the northwest Atlantic C. altimus and C. plumbeus experience the same character change events at nucleotide positions 382 and 619. However, both of these changes are third codon position transitions.

The lack of diagnostic characters may be the result of several factors. All four pairs are comprised of species that are closely related to one another and are morphologically very similar. In some cases, such as with Carcharhinus obscurus and C. galapagensis, the species are most easily distinguished by the number of vertebrae as morphometric ranges of characteristics like dorsal fin height overlap (Compagno 1984). It is possible that some misidentification of reference specimens has taken place. Misidentifications are inevitable, and provide justification for the link back to voucher specimens in DNA barcode records. In practice, these cases of suspected misidentification can be reviewed and corrected as necessary. The resulting statistical parsimony network for these two species is simplistic (Fig. 3). Two of the three haplotypes between these species were shared, with only a small group of C. galapagensis being distinguishable, although a group of C. obscurus did form their own branch save for the inclusion of a single C. galapagensis specimen. Mapping the source FAO regions for each sample with locality data onto the network did not yield any clear patterns, as specimens from multiple FAO regions were found across all haplotype nodes. The extent of haplotype sharing between these two species indicates more than just the occasional misidentified specimen. Assuming the taxonomy of two biologically valid species is correct, it may be that C. obscurus and C. galapagensis both retain ancestral polymorphisms and are simply too recently diverged to have accumulated fixed diagnostic differences. Alternatively, these ‘species’ may not be reproductively isolated.

The taxonomic status of Rhizoprionodon terraenovae and R. porosus has remained uncertain for decades, as there have been questions as to whether or not R. porosus is a separate species from R. terraenovae (Compagno 1984). Both species are from the western Atlantic, but the former is distributed through the Caribbean, Central and Southern America, while the latter is from the Gulf of Mexico and up along North America. Springer (1964) proposed the separation, but R. porosus has been considered a subspecies or clinal variant of R. terraenovae (Compagno 1984). The two entities have tentatively been left as separate species, but further taxonomic review has yet to take place. The R. porosus nodes on the statistical parsimony network (Fig. 4) appear to form two terminal branches, except for the position of a single sample labelled as R. terraenovae. As expected by their tentative species descriptions, all R. terraenovae samples were collected in the western central Atlantic to the northwestern Atlantic, while all R. porosus samples were collected in the western central Atlantic to the southwestern Atlantic. However, the majority of samples from each species were from the overlapping region of the western central Atlantic, containing the Caribbean, the Gulf of Mexico, and Central America. Samples from this region, for both species, are found throughout the various haplotype nodes in the network, except for a pair of terminal nodes, one for R. terraenovae and one for R. porosus, which are exclusively northwest Atlantic and southwest Atlantic respectively. These terminal haplotypes are not well represented though, and further sampling of these species from the north and west would be required to determine the predominant haplotype(s) in each region. The suite of changes between R. terraenovae and most of the R. porosus samples is not correlated with any geographical barrier.

Carcharhinus limbatus and C. tilstoni have had a similar unclear relationship, but the COI barcodes did exhibit a distinct phylogeographical pattern, which can be seen clearly in the statistical parsimony network (Fig. 5). In the Pacific, haplotypes were shared between both species, while the western Atlantic population of C. limbatus formed its own divergent branch. This separation allowed for the identification of a conditional ND (388-C + 397-T + 400-T + 334-A) that is diagnostic for the western Atlantic population of C. limbatus. Originally the two species were thought to be a single species under the name C. limbatus, but C. tilstoni was distinguished and separated based on morphological and physiological differences (Stevens & Wiley 1986). The separation was later corroborated with allozyme electrophoresis and it was reported that the two species diverged approximately 200 000 years ago (Lavery & Shaklee 1991). However, the patterns described by the COI data suggest a scenario of incomplete lineage sorting. This is supported by a recent global phylogeographical study of C. limbatus (Keeney & Heist 2006) suggesting that the western Atlantic C. limbatus population has been isolated from the remainder of the C. limbatus populations as long as or longer than C. limbatus and C. tilstoni have been reproductively isolated.

Hart & Sunday (2007) suggest that statistical parsimony networks can provide an objective, non-arbitrary metric for genetic species differentiation. However, as with threshold values, the standard 95% connection limit of statistical parsimony networks cannot be applied generally to all species, and can be considered conservative with only 77.0% of the species in this study dissociating into a distinct network. Seventeen species did not form their own networks, including the eight species pairs that could not be diagnosed with NDs. Because the other nine species contained diagnostic NDs, networks involving these species appeared polarized, with haplotypes for each species clustering on opposite sides of the network (Table 4). Increasing the connection limit from 95% would reduce such cases of false-negatives, but will conversely increase the chances of false-positives (Hart & Sunday 2007). At the 95% limit, Sphyrna lewini (scalloped hammerhead) was the only case of a false-positive and compared with its congeners has the highest level of intraspecific variation for COI. It is worth noting that the cryptic lineage of hammerhead sharks detailed from within S. lewini (Abercrombie et al. 2005; Quattro et al. 2006) also forms its own network. Sphyrna lewini’s separation into two networks correlates with an Atlantic/East Indian (Madagascar) group and a Pacific group.

As an unexpected benefit, because nucleotide changes can be mapped onto the conservative statistical parsimony networks, they proved to be an effective way to identify nucleotide sites that could be used in a conditional ND. In some cases, the conditional NDs highlighted by the statistical parsimony networks apply to rarer haplotypes of species, represented by fewer specimens. Purposely merging distinct species networks by lowering the connection limit and observing mapped character changes may also be a viable approach for identifying NDs.

Complementary approaches

Traditional DNA barcoding phenetic-based measures and a character-based approach could have complementary roles in species identification. Although the concern with a distance measure is the potential for ambiguous results, it can provide an important service. The NDs in this study were meant to be as widely applicable as possible. That is, the context in which they were derived assumes that the availability of prior knowledge that could direct analysis may be minimal. While broad diagnostic characters are ideal when possible, the distance measure provided by BOLD is a fast and accurate way to narrow down the focus of a required ND if needed, assuming the BOLD identification engine doesn't immediately return an unambiguous 100% match to a reference DNA barcode. In other words, the added utility of the current BOLD identification engine would facilitate the possibility of using NDs that were identified in the context of a species pool with a narrower taxonomic breadth, thus creating a larger number of viable NDs.

NDs and development of diagnostic markers

Depending on their location within the DNA barcode, clear COI sNDs could also potentially be utilized for developing species-specific primers for use in multiplex PCR assays (Shivji et al. 2002; Chapman et al. 2003). They might also find application in nucleic acid hybridization probe construction and microarray development. Such nonsequencing assays are useful in situations where sequencing is problematic, but it is likely that there will be situations involving closely related species that require identification through cND evaluation of sequence haplotypes.

Conclusion

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

The generally successful identification of NDs in this study has highlighted the potential of a character-based diagnostic system for species identification. As a dynamic and scaleable approach, further studies and refinement will be necessary, especially the development of software tools capable of recognizing cNDs. In the cases where an ND is not available for a species, a conditional ND can sometimes be generated, but more importantly, these exceptional cases draw attention to groups that require further examination. In some situations an identification error may be uncovered, while in others the patterns seen within the DNA barcode data can set the groundwork that will support and feed into other studies, such as a more in depth exploration of the relationship between the unresolved species pairs encountered here.

For conservation efforts and other applied uses, DNA barcoding has already grown to encompass many elements that will allow it to be a powerful tool in those fields (Wong & Hanner 2008). The emergence of a standardized system is a significant innovation and step forward, and multiple international campaigns continue to expand the reference DNA barcode database for species across a wide range of taxa. Populating the reference database will take time, but BOLD does currently house DNA barcodes for approximately 43% of the world's shark diversity. In working with the ~17.5% subset of all shark species in this study alone, the framework and considerations of ND identification holds promise and could soon be applied to the much larger library of these important marine animals, and other groups of conservation interest.

An important step moving forward will be the verification of specimen identifications during database development. This is particularly problematic with sharks because voucher specimens are usually not retained given their large size. The effectiveness of a reference sequence database is dependent on its accuracy, and misidentified specimens can severely hinder attempts at identifying unknowns. However, as highlighted by NDs and the general DNA barcode sequences, there are several areas of potential taxonomic uncertainty within the sharks, requiring further investigation by shark taxonomists.

Acknowledgements

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

We would like to thank the following individuals for access to reference specimens included in this study: Andy Bentley and Ed Wiley from the Natural History Museum and Biodiversity Research Center at the University of Kansas, as well as Kathy Moore and Trey Knott from the Center for Coastal Environmental Health and Biomolecular Research at Charleston (NOAA/NOS). We thank our colleagues at the Canadian Centre for DNA Barcoding and the BOLD analytics staff at the Biodiversity Institute of Ontario for technical support. We thank Rob DeSalle, graduate students from Paul Hebert's lab at the University of Guelph and two anonymous reviewers for their helpful comments on an earlier draft of this manuscript. This research was supported through funding to the Canadian Barcode of Life Network from Genome Canada (through the Ontario Genomics Institute), NSERC and other sponsors (listed at http://www.bolnet.ca/ps_overview.php).

Conflict of interest statement

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References

The authors have declared the following competing interests: Robert Hanner receives funding from the Canadian Barcode of Life Network and serves as a member of its Secretariat. The remaining authors have no conflicts to declare.

References

  1. Top of page
  2. Abstract
  3. Introduction
  4. Methods
  5. Results
  6. Discussion
  7. Conclusion
  8. Acknowledgements
  9. Conflict of interest statement
  10. References