B. M. Connors, School of Resource and Environmental Management, Simon Fraser University, Burnaby, BC, Canada. Tel: 01–604-202–6051; Fax: 01–778-782–4968. E-mail: firstname.lastname@example.org
Climate, competition, and disease are well-recognized drivers of population dynamics. These stressors can be intertwined by animal migrations, leading to uncertainty about the roles of natural and anthropogenic factors in conservation and resource management. We quantitatively assessed the four leading hypotheses for an enigmatic long-term decline in productivity of Canada's iconic Fraser River sockeye salmon: (1) delayed density-dependence, (2) local oceanographic conditions, (3) pathogen transmission from farmed salmon, and (4) ocean-basin scale competition with pink salmon. Our findings suggest that the long-term decline is primarily explained by competition with pink salmon, which can be amplified by exposure to farmed salmon early in sockeye marine life, and by a compensatory interaction between coastal ocean temperature and farmed-salmon exposure. These correlative relationships suggest oceanic-scale processes, which are beyond the reach of current regulatory agencies, may exacerbate local ecological processes that challenge the coexistence of fisheries and aquaculture-based economies in coastal seas.
Sockeye salmon (Oncorhynchus nerka) from the Fraser River, British Columbia, Canada, are one of the most socially, economically, and ecologically important fish stocks in the North Pacific. The productivity (adults produced per spawner) of many Fraser populations has declined since 1990 (Peterman et al. 2010; Figure 1), culminating in only 1.5-million adult sockeye returning to all Fraser tributaries in 2009, the lowest in over 50 years. This decline has put immense pressure on aboriginal and commercial fishing communities that depend on these fish for food, social, and ceremonial purposes, as well as their livelihoods. The cause(s) of this decline have remained enigmatic, prompting a 2.5-year $25-million judicial inquiry by the Government of Canada beginning in the fall of 2009, known as the Cohen Commission. Returns of adult sockeye to the Fraser in 2010 were some of the most abundant in the last 50 years, further complicating the search for an explanation for the long-term decline.
Many explanations have been proposed for the decline in Fraser sockeye productivity; an independent expert panel identified four key hypotheses, which are expanded upon later (Peterman et al. 2010; Figure 2 and Supporting Information (SI) sections A–E): (1) delayed density-dependent processes in fresh water arising from high spawner abundance, (2) coastal oceanographic conditions, (3) pathogens (including transmission from farmed salmon), and (4) interspecific competition with pink salmon (Oncorhynchus gorbuscha) in the open ocean.
Delayed density-dependent processes, which result from high spawner abundance in one brood year reducing the productivity of subsequent brood years in a given population, have long been hypothesized to maintain the cyclic dominance characteristic (i.e., large changes in abundance during each 4-year period) of many Fraser sockeye populations (e.g., Larkin 1971; Myers et al. 1997; Martell et al. 2008). Management actions that successfully increased the abundance of spawners of Fraser River sockeye (Figure 2A) have therefore led to concerns that delayed density-dependent processes in fresh water, including competition for food and buildup of predator populations (e.g., rainbow trout), may have contributed to depressed productivity of subsequent sockeye generations.
Climate has a well-known influence on salmon productivity (e.g., Mantua et al. 1997; Mueter et al. 2002a). Coastal sea surface temperature (SST; Figure 2B), a proxy for the biological conditions encountered by salmon soon after entering the ocean, is negatively associated with the productivity of British Columbia sockeye salmon and is a better predictor of productivity than large-scale climate anomalies like the Pacific Decadal Oscillation (Mueter et al. 2002a, b; Mueter et al. 2005). Increasing marine temperatures may therefore have contributed to declines in sockeye productivity.
A genomic signature, consistent with a response to a virus, is correlated with survival of adults returning to the spawning grounds for some Fraser sockeye populations, but the identity and source of the pathogen is unknown (Miller et al. 2010). Disease outbreaks on salmon farms in British Columbia have occurred since the late 1980s (e.g., Kent et al. 1990; St-Hilaire et al. 2002; Saksida 2006), pathogen transmission from farmed to wild salmon has been demonstrated in other regions of BC and the world (Costello 2009), and reductions in survival and abundance of wild salmonids has been associated with nearby increases in production of farmed salmon in both North American and Europe (Ford & Myers 2008).
Competition in oceanic feeding grounds may have intensified for Fraser sockeye populations, leading to reduced productivity, because of the more than twofold increase in total abundance of some salmon species in the North Pacific since the 1950s (Ruggerone et al. 2010). This increase has been primarily driven by pink salmon, which are competitively dominant over other salmon species, leading to altered diet composition, reduced total prey consumption and growth, delayed maturation, and reduced survival of sockeye (Ruggerone & Nielsen 2004).
Here, we report the results of the first quantitative examination of the combined support for these hypotheses for the decline of one of the largest salmon complexes in the world. This study also provides more general lessons about the complexity of interactions between natural and anthropogenic factors influencing population dynamics, with implications for conservation and management.
We compiled data, from 1950 to present, on the abundance of spawners and returning adults for 18 Fraser sockeye populations and 4 other populations (Figure 1) that differ in their exposure to farmed salmon and oceanographic conditions. We also compiled data with which to test the four hypotheses: (1) the abundance of spawners at 1-, 2-, and 3-year lags as a measure of delayed density-dependent processes (Larkin 1971; Collie & Walters 1987), (2) average regional (2° latitude by 2° longitude) SST from January through May in the year of marine entry as a proxy for the physical and biological oceanographic conditions experienced during early marine life (Mueter et al. 2005), (3) farmed-salmon production along early marine migration routes as a proxy for potential exposure to pathogens from farmed salmon (Heuch & Mo 2001; Orr 2007), and (4) the abundance of pink salmon in the North Pacific in the second year of sockeye marine life as an index of competition for food (Ruggerone & Nielsen 2004; Ruggerone et al. 2010).
To examine the support for these hypotheses, we built upon the Ricker model (Ricker 1975)
where Si,t is spawner abundance for population i in the year of spawning (brood year, t), Ri,t is the abundance of adult recruits (i.e., adults that return to the coast, as estimated before the onset of fishing) of all ages resulting from those spawners, α is productivity at low-spawner abundance, bi is the magnitude of within-population and within-brood-year density dependence, and ɛi,t is residual error.
We added terms for each hypothesis considered, as well as interactions among SST, farmed-salmon production, and pink-salmon abundance because these factors are likely to act in concert and their effects may be synergistic or antagonistic (Peterman et al. 2010), for a total of 36 candidate hypotheses. The full model (i.e., all hypotheses considered) was:
where b1, b2, and b3 are delayed density-dependent effects at lags of 1, 2, and 3 years, δ is the effect of SST in the year of marine entry, γ is the effect of aquaculture production in the year of marine entry, ϕ is the effect of pink-salmon recruit abundance in the second year of sockeye marine life (except for Harrison River fish, which are in their third year of marine life) and ϕ, λ, and ψ are the effects of interactions between SST and farmed-salmon production, SST and pink-salmon abundance, and farmed-salmon production and pink-salmon abundance, respectively. SST and aquaculture values for Harrison River sockeye were lagged by 1 year instead of 2 to account for their earlier marine entry.
To account for nonindependence of observations among populations at the scale at which the independent variables were measured (i.e., year and region as identified in Table S1), equation 2 was modified to include crossed random effects (Baayen et al. 2008)
where θi, θt, and θt,r are intrinsic variation in productivity among populations, common to all populations among years, and among regions and years, respectively.
We fixed the random effects structure a priori (i.e., Equation 3) to account for the nonindependence of observations among populations at the scale at which the independent variables were measured. Models describing the hypotheses were fit to the data using maximum likelihood. To account for model uncertainty, we calculated small-sample Akaike Information Criterion (AICc) differences from the AICc of the top model and all other models and then generated a top model set consisting of models with substantial support (i.e., ΔAICc < 4) (Burnham & Anderson 2004) which corresponded to ∼80% confidence model set for our baseline analysis. To compare the relative effect sizes of variables, we standardized our data (subtracted the mean and divided by the standard deviation). Parameter estimates from the top model set were reestimated using restricted maximum likelihood (Bolker et al. 2008) and averaged across the models in the top model set according to the “zero method” (Burnham & Anderson 2002).
We based our inference about the importance of the hypothesized drivers of sockeye dynamics on three lines of evidence: (1) the relative variable importance (RVI) of each hypothesis, i.e., the sum of the Akaike model weights of all models in the top model set in which the variable for the hypothesis occurred (Burnham & Anderson 2002), (2) the sign, magnitude, and uncertainty in the multimodel averaged parameter estimates representing each hypothesis in standard deviation units, and (3) the extent to which the hypothesized variables explained the decline in average productivity in Fraser sockeye salmon since 1990, as quantified by the root mean square error (RMSE) between mean observed and predicted (as described below) Fraser sockeye productivity.
To predict Fraser sockeye productivity, a hierarchical simulation was implemented to accommodate model and parameter uncertainty. In each of 10,000 iterations, a model was randomly selected from the top model set with a probability equal to its Akaike weight. Then a random set of parameter values was drawn from a multivariate normal sampling distribution for the parameters and their variance–covariance matrix, as estimated when the model was initially fit to the data. Parameter values were then multiplied by the value of the corresponding covariates to predict productivity under the conditions experienced by a given brood year. Population-specific, region-specific, and year-specific deviations in intrinsic productivity (i.e., random effects), as estimated during the initial fitting process, were added to annual population-specific productivity. This was repeated for each population in the Fraser River that is assumed to migrate up the east coast of Vancouver Island (ECVI; populations 1–17 in Table S1). Mean and empirical 95% confidence intervals were calculated based on the sampling distribution generated by the simulation in each year and were compared to mean observed productivity to calculate RMSE.
Variation in the independent variables occurs at distinct short and long temporal scales. Specifically, SST varies at decadal and annual scales, salmon aquaculture production shows a systematic increasing trend, and pink-salmon abundance, although also systematically increasing, also has distinct 2-year cycles (Figure 2D). To examine the relative influence of the different scales at which the independent variables varied, we reran our analyses after removing linear time trends in the independent and dependent variables. We also examined the sensitivity of our analyses to different assumptions about sockeye migration routes, exposure to salmon farms, and omission of enhanced pink salmon, Russian pink salmon, and particular sockeye salmon populations (SI section F).
Collinearity among independent variables was examined using variance inflation factors (VIF; Zuur et al. 2009). Correlations ranged from 0.22 to 0.54 (Table S5) and all independent variables had VIF scores <3, which suggests that correlations between the independent variables did not substantially inflate the standard errors of our parameter estimates (Zuur et al. 2010). All analyses were performed in R (R 2011) using the lme4, MuMIn, mvtnorm, arm, and snowfall packages.
Pink-salmon abundance was estimated to have the strongest negative influence on sockeye productivity of the hypotheses considered and appeared in all models in the top model set (Tables 1 and 2). Accounting for the influence of pink-salmon abundance alone improved our ability to predict the observed decline in Fraser sockeye productivity since 1990 by 33% (percentage change in RMSE for “baseline” dataset in Table S3) relative to a null model of sockeye dynamics (Figure 3A). Accounting for pink-salmon abundance also improved our ability to predict the decline by 23% relative to a model with just the individual effects of SST and farmed-salmon production (compare Figure 3C to B).
Table 1. Model selection statistics for analyses of hypotheses for declines in productivity of Fraser River sockeye salmon. Hypotheses shown are those within four small-sample Akaike Information Criterion (AICc) units of the top model, ordered by ΔAICc. Terms in the hypotheses are farmed-salmon production in 1,000s of metric tons (farm), pink-salmon abundance anomalies in millions (pink), and sea surface temperature anomalies (SST, in °C). Also shown are the log likelihoods, differences from the best model AICc (ΔAICc), and Akaike model weights renormalized to the top model set (wi). All hypotheses included within-population and within-brood-year density dependence, and hypotheses with interactions included lower order main effects (e.g., “SST×pink” signifies a model that includes an interaction between SST and pink as well as single variables for SST and pink), as well as random effects for populations, year, and region within year.
(pink×farm) + (SST×farm)
(pink×farm) + (SST×pink) + (SST×farm)
(pink×farm) + (SST×pink)
Table 2. Multimodel averaged parameter estimates, unconditional standard errors (SE), and relative variable importance (RVI) of parameters appearing in the top set of hypotheses (Table 1). Productivity (loge[adult recruits (R) per spawner (S)]) at low spawner abundance is α and variables are farmed-salmon production (farm), pink-salmon abundance (pink), sea surface temperature (SST), and their interactions. All parameters were estimated in standard deviation units (SDU) to permit meaningful comparisons because the independent variables are on different numerical scales. For example, the –0.249 parameter estimate for pink-salmon abundance means that a 1 SDU increase in pink-salmon abundance results in a reduction of 0.249loge(adult recruits (R) per spawner (S)), or 1.28 recruits/spawner.
Coefficient (in SDU)
SE (in SDU)
SST was also negatively associated with sockeye productivity and appeared in all models in the top model set (Tables 1 and 2). Although our analysis confirms that SST is an important determinant of year-to-year variation in sockeye productivity, SST on its own had little influence on the observed decline in Fraser sockeye productivity since the beginning of the decline. Specifically, relative to a null model of sockeye dynamics, a model that accounted for the influence of SST alone did not reduce RMSE between observed and predicted Fraser sockeye productivity since 1990 (baseline case in Table S3).
Farmed-salmon production appeared in 5 of 6 models in the top model set (Table 1; RVI of 0.89 in Table 2), but the estimated effect of farmed-salmon production at average SST and pink-salmon abundance by itself was essentially zero (i.e., two orders of magnitude smaller than the other main effects; Table 2). As a result, accounting for the influence of farmed-salmon production on its own did not improve our ability to predict the observed decline in Fraser sockeye productivity since 1990 (Table S3).
Though others have found statistical support for across-brood-year delayed density dependence in some of the populations we considered when examined individually (e.g., Martell et al. 2008), in the multipopulation approach we have taken, we did not find support for an effect of delayed density dependence on sockeye salmon productivity. Models that included delayed density dependence did not appear in the top set of multipopulation hierarchical models (Table 1).
The combined influence of exposure to farmed salmon during early marine life and competition with pink salmon in the North Pacific later in marine life was greater than the sum of their individual effects (i.e., there was support for a term that estimated a combined synergistic effect in addition to their individual main effects). This farmed-salmon-by-pink-salmon interaction (Table 1) occurred in 4 of 6 models in the top model set (RVI of 0.75) and was negatively associated with sockeye productivity (Table 2). Accounting for this interaction between pink-salmon abundance and farmed-salmon production improved our ability to predict Fraser sockeye productivity since 1990 by 28% relative to a model with just the single effects of SST, farmed-salmon production, and pink-salmon abundance (compare Figure 3D to C).
Conversely, the combined influence of exposure to farmed salmon and SST during early marine life was less than the sum of their individual effects (i.e., there was support for a term that estimated a combined antagonistic effect in addition the their main effects). This farmed-salmon-by-SST interaction (Table 1) occurred in 3 of 6 models in the top model set (RVI of 0.65) and was positively associated with sockeye productivity (Table 2). This interaction improved our ability to predict Fraser sockeye productivity since 1990 by 12% relative to a model with just the main effects of SST, farmed-salmon production, and pink-salmon abundance (compare Figure 3E to C).
Together, these two interactions (i.e., SST and pink-salmon abundance with farmed-salmon production) improved our ability to predict the decline in Fraser sockeye productivity since 1990 by 84% relative to the null model of sockeye dynamics (compare Figure 3F to A). Although an interaction between pink-salmon abundance and SST appeared in the top set of models, its RVI was less than one-third of the RVI of the other variables, and its predicted effect on productivity was extremely weak (Table 2).
Although the RVI and magnitude of the standardized coefficients did vary under alternate analyses, our main finding (that accounting for the interaction between farmed-salmon production and pink-salmon abundance improved our ability to predict the decline in Fraser sockeye) is robust to assumptions about sockeye migration routes, exposure to salmon farms, and omission of enhanced pink and sockeye salmon populations (SI section F and Tables S2–S4). In contrast, when the contribution of Russian pink salmon to the index of pink salmon competitors was removed (Russian pink salmon are ∼65% of total pink-salmon abundance from 1952 to 2010), accounting for the interaction between pink-salmon abundance and farmed-salmon production barely improved our ability to predict the decline in Fraser sockeye (SI section F and Tables S2–S4). Whereas long-term variation in SST, pink-salmon abundance and farmed-salmon production were associated with long-term variation in sockeye productivity, only short-term variation in SST and pink-salmon abundance were associated with short-term year-to-year variation in sockeye productivity (SI section G).
Data on individual Fraser sockeye populations that returned in large numbers from the 2006 brood year were unavailable at the time of writing. However, the mean total Fraser sockeye salmon productivity observed from the 2006 brood year (2.60loge[adult recruits (R) per spawner (S)]), which was available, falls within the 95% CIs of predicted mean productivity based on our formal analyses (1.83loge[adult recruits (R) per spawner (S)]; 95% CIs: 0.67–2.92; SI section H).
Our analyses suggest that a multifactorial and nonadditive complex of processes influence the dynamics of Fraser sockeye. Specifically, our findings indicate that (1) ocean-basin scale competition with pink salmon may reduce sockeye productivity, (2) the negative influence of competition with pink salmon increases with increased numbers of farmed salmon that wild sockeye migrate past early in marine life, and (3) the negative influence of warm marine waters on sockeye productivity is reduced with increased numbers of farmed salmon that wild sockeye migrate past. These results suggest that the consequences of exposure to farmed salmon are mediated by the state of the ecosystem (i.e., abundance of competitors or water temperature) such that they are not readily detectable if only examined on their own.
A possible mechanism for the synergistic interaction between salmon-farm exposure and pink-salmon abundance is that juvenile sockeye that are exposed to pathogens early in marine life are less able to compete for resources with pink salmon later in marine life. Alternatively, reduced food availability from competition with pink salmon may lead to disease expression in sockeye that are infected but not diseased. The antagonistic interaction between exposure to farmed salmon and oceanographic conditions during early marine life suggests that the effects of warmer SST and exposure to farmed salmon production on sockeye productivity may be compensatory whereby some sockeye that die because of poor ocean conditions would have died because of disease, and vice versa, but not because of both.
Our analyses are correlative and are not necessarily evidence of causal mechanisms. Other unmeasured factors that occur at the same temporal and spatial scales may confound the relationships we have quantified. Therefore, our findings are an important first step towards understanding the factors that influence variation in sockeye productivity, which provides a foundation upon which further research into underlying mechanisms can be based. The temporal scale at which the relationships we describe were observed highlight that while both short- and long-term variation in SST and pink-salmon abundance are associated with variation in sockeye productivity, it is primarily the long-term (and not short-term) variation in farmed salmon production that is associated with sockeye productivity. This suggests that the long-term changes in the number of farmed salmon (and potential pathogen transmission from them) may be driving the relationship between sockeye productivity and farmed-salmon production. In addition, the sensitivity of the pink by farmed salmon interaction to the inclusion of Russian pink salmon highlights the important role of pink salmon from Russia in the relationships we have quantified.
Current levels and continued expansion of open net pen aquaculture in British Columbia and around the world is a topic of intense debate (Ford & Myers 2008; Costello 2009). At the same time, the number of Pacific salmon in the North Pacific is increasing, in part because of artificial propagation in hatcheries (Ruggerone et al. 2010). Our findings (1) argue for large-scale experimental manipulation of farmed-salmon production coupled with increased understanding of the spatial and temporal distribution of pathogens in wild and farmed salmon to more definitively assess the effects of salmon aquaculture on sockeye salmon, (2) identify a need for multinational regulatory processes among conservation and fishery agencies to manage finite salmon resources at an oceanic scale (Peterman 1984; Holt et al. 2008), and (3) suggest policies designed to minimize interactions among farmed, hatchery, and wild fish to improve wild salmon productivity.
We are grateful for the efforts of the many technicians and biologists who gathered and processed the salmon data used in this manuscript and M. Lapointe, S. Cox-Rogers and V. Tribble for sharing them with us. This work was supported by the Natural Sciences and Engineering Research Council, the Mathematics of Information Technology and Complex Systems, Simon Fraser University, the University of Otago, the Canada Research Chairs Program, Watershed Watch Salmon Society, Save our Salmon Society, Pacific Salmon Foundation, and the Climate Change Impacts Research Consortium. We thank Milo Adkison, Emily Darling, the Earth to Ocean Research Group, and two anonymous referees for helpful comments and discussions.