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Keywords:

  • capture–recapture;
  • classification;
  • individual heterogeneity;
  • information criteria;
  • mixture models;
  • simulation experiment

Summary

1. Capture–recapture mixture models are important tools in evolution and ecology to estimate demographic parameters and abundance while accounting for individual heterogeneity. A key step is to select the correct number of mixture components i) to provide unbiased estimates that can be used as reliable proxies of fitness or ingredients in management strategies and ii) classify individuals into biologically meaningful classes. However, there is no consensus method in the statistical literature for selecting the number of components.

2. In ecology, most studies rely on the Akaike Information Criterion (AIC) and the Bayesian Information Criterion (BIC) that has recently gained attention in ecology. The Integrated Completed Likelihood criterion (ICL; IEEE Transactions on Pattern Analysis and Machine Intelligence, 2000, 22, 719) was specifically developed to favour well-separated components, but its use has never been investigated in ecology.

3. We compared the performance of AIC, BIC and ICL for selecting the number of components with regard to a) bias and accuracy of survival and detection estimates and b) success in selecting the true number of components using extensive simulations and data on wolf (Canis lupus) that were used for management through survival and abundance estimation.

4. Bias in survival and detection estimates was <0.02 for both AIC and BIC, and more than 0.09 for ICL, while mean square error was <0.05 for all criteria. As expected, bias increased as heterogeneity increased. Success rates of AIC and BIC in selecting the ‘true’ number of components were better than ICL (68% for AIC, 58% for BIC, and 16% for ICL). As the degree of heterogeneity increased, AIC (and BIC in a lesser extent) overestimated the number of components, while ICL often underestimated this number. For the wolf study, the 2-class model was selected by BIC and ICL, while AIC could not decide between the 2- and 3-class models.

5. We recommend using AIC or BIC when the aim is to estimate parameters. Regarding classification, we suggest taking the classification quality into account by using ICL in conjunction with BIC, pending further work to adapt its penalty term for capture–recapture data.