The ICMJE authorship criteria: a response from the editors


Corresponding Author Sandy Cairncross, LSHTM, Keppel Street, London WC1E 7HT, UK. E-mail:


Tout d'abord, nous sommes en désaccord avec le traitement de la recherche opérationnelle différemment de la recherche “académique” et comme nécessitant des normes et une apologie distinctes. Nous pensons que le débat serait plus clair si, au lieu des termes recherche «académique» et «opérationnelle», on parle plutôt de recherche dans des «tours d'ivoires» et dans le «monde réel» respectivement. Deuxièmement, même si nous partageons la préoccupation de Zachariah et al. de faire participer les gestionnaires de programmes, les décideurs et autres intervenants dans le processus de recherche, nous voyons la paternité d'auteur scientifique comme une incitation, mais pas seulement pour encourager les «l'octroi de permission». Nous voyons cela comme motivant un esprit de recherche, la promotion de la recherche et la participation active à la recherche, afin d'informer les prises de décisions dans le domaine de la médecine tropicale et de la santé internationale.


En primer lugar, estamos en desacuerdo con el tratamiento de la investigación de operaciones como algo diferente a la investigación “académica “ y como algo que requiere de diferentes estándares y de una apología distintiva. Pensamos que la discusión sería más clara si en vez de investigación “académica” y “operativa”, nos refiriésemos a investigación de “torre de marfil” y de “mundo real” respectivamente. En segundo lugar, mientras compartimos la preocupación de Zachariah et al. de involucrar a los gestores de programa, a los políticos y a otros profesionales dentro del proceso de investigación, vemos la autoría científica como un incentivo, pero no solo para estimular la “concesión de permisos”; lo vemos como algo que motiva el espíritu de búsqueda, la promoción activa de y la participación en la investigación, para sustentar la toma de decisiones en el campo de la medicina tropical y de la salud internacional.

In our August issue, we published a viewpoint by Zachariah et al. (2013) in which the 22 co-authors argue that the ICMJE authorship criteria should be extended to include programme managers and policy makers in developing countries who grant permission, where applicable, for operational research studies to be carried out. However, we have gradually realised that we all took issue with the authors on two key issues and resolved to write this response to further the debate and to make our position clear.

First, we disagree with the authors’ treatment of operational research as distinct from what they call ‘academic’ research and as requiring different standards and a distinct apologia. Zachariah et al. (2013) characterise academic research as principally focussed on seeking the truth and building theories, whereas operational research is only an applied science. We see no reason why operational research should not build theories and seek truth – indeed, articulating hypotheses and subjecting them to the test of reality are the basis for the scientific method. We make no apology for using our science for the relief of human suffering; we consider it to be among the highest callings known to humanity. We think the discussion would be clearer if instead of ‘academic’ and ‘operational’ research, we referred to ‘ivory tower’ and ‘real-world’ research, respectively.

Our second area of difference is more substantial. While we share the concern of Zachariah et al. to engage programme managers, policy makers and other practitioners in the research process, with a view to ensuring their support in the dissemination and implementation of its findings, our concern is with the substance, not with the formality of that engagement. In our view, it is not enough that programme managers should simply tolerate research projects conducted in their domains, while they graciously grant permission, issue authorisations, and wait for their lack of opposition or obstruction to be recognised by co-authorship.

We are passionate about helping researchers from developing countries to be involved in studies conducted in their countries and for their involvement to be recognised by authorship. Zachariah et al. allude to our policy in this regard, and we were among the first journals in our field to insist on local authors where appropriate (Groener 2004). However, we see no reason to relax our insistence that all authors should be in a position to defend the intellectual content of the whole published work – from the conception of the study, via the methodology, detailed results, and relevance to policy and practice, to the prospects for its dissemination and the adoption of the conclusions.

To remove this stipulation – as Zachariah et al. apparently propose – would be to reduce the accountability of authorship to a charade. It would bestow the private benefit of authorship on the gatekeepers of a public good – research access to the health system. Before long, authorship with or without understanding would come to be seen as an entitlement, or one of the perks of the job without which cooperation was unthinkable, like the per diems or ‘sitting allowances’ often paid by external agencies to health officials for attending workshops related to their work, in the town where they live (Hanson 2012).

There are good reasons why all health programme managers and policy makers in developing countries should have the intellectual and financial resources to be able to conceive, commission and cooperate actively in operational research studies of the areas which they administer. For example, there will be times when public health research by external agencies, or even by indigenous academic institutions and NGOs, will become impossible in a country, or in parts of a country, or into specific topics. One needs only to point at some areas of conflict to see the truth of this, although there are brave exceptions such as the Iraq mortality study (Roberts et al. 2004). Even where the research is feasible and funding is available, it is often impossible for outsiders to discern the fundamental research questions raised by current practice. One way for programme managers to acquire research skills is by participation in research led by external agencies such as MSF. The amount of effort involved could range from reviewing a draft manuscript for publication to active participation in prolonged fieldwork.

Like Zachariah et al., we see scientific authorship as an incentive, but not just to encourage ‘granting permission’; we see it as motivating a spirit of enquiry and the active promotion of, and participation in research, to inform decision-making in the field of tropical medicine and international heath. And for their articles to appear in Tropical Medicine and International Health, we shall expect no less from our authors.