Volume 38, Issue 21
RESEARCH ARTICLE

A variational approach to optimal two‐stage designs

Maximilian Pilz

Corresponding Author

E-mail address: pilz@imbi.uni-heidelberg.de

Institute of Medical Biometry and Informatics, University Medical Center Ruprecht‐Karls University Heidelberg, Heidelberg, Germany

Maximilian Pilz, Institute of Medical Biometry and Informatics, University Medical Center Ruprecht‐Karls University Heidelberg, Im Neuenheimer Feld 130.3, 69120 Heidelberg, Germany.

Email: pilz@imbi.uni-heidelberg.de

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Kevin Kunzmann

Institute of Medical Biometry and Informatics, University Medical Center Ruprecht‐Karls University Heidelberg, Heidelberg, Germany

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Carolin Herrmann

Institute of Biometry and Clinical Epidemiology, Charité‐Universitätsmedizin Berlin (Corporate Member of Freie Universität Berlin, Humboldt‐Universität zu Berlin, and Berlin Institute of Health), Berlin, Germany

Berlin Institute of Health (BIH), Berlin, Germany

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Geraldine Rauch

Institute of Biometry and Clinical Epidemiology, Charité‐Universitätsmedizin Berlin (Corporate Member of Freie Universität Berlin, Humboldt‐Universität zu Berlin, and Berlin Institute of Health), Berlin, Germany

Berlin Institute of Health (BIH), Berlin, Germany

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Meinhard Kieser

Institute of Medical Biometry and Informatics, University Medical Center Ruprecht‐Karls University Heidelberg, Heidelberg, Germany

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First published: 01 July 2019
Citations: 5

Abstract

Recalculating the sample size in adaptive two‐stage designs is a well‐established method to gain flexibility in a clinical trial. Jennison and Turnbull (2015) proposed an “optimal” adaptive two‐stage design based on the inverse normal combination test, which minimizes a mixed criterion of expected sample size under the alternative and conditional power. We demonstrate that the use of a combination test is not necessary to control the type one error rate and use variational techniques to develop a general adaptive design that is globally optimal under predefined optimality criteria. This approach yields to more efficient designs and furthermore allows to investigate the efficiency of the inverse normal method and the relation between local (interim‐based) recalculation rules and global (unconditional) optimality of adaptive two‐stage designs.

Number of times cited according to CrossRef: 5

  • Introduction to metabolomics, Metabolomics for Biomedical Research, 10.1016/B978-0-12-812784-1.00001-3, (1-15), (2020).
  • A new conditional performance score for the evaluation of adaptive group sequential designs with sample size recalculation, Statistics in Medicine, 10.1002/sim.8534, 39, 15, (2067-2100), (2020).
  • A note on the shape of sample size functions of optimal adaptive two-stage designs, Communications in Statistics - Theory and Methods, 10.1080/03610926.2020.1776875, (1-8), (2020).
  • Comments on “Adaptive sample size modification in clinical trials: Start small then ask for more?”, Statistics in Medicine, 10.1002/sim.8427, 39, 1, (97-98), (2019).
  • Authors' reply, Statistics in Medicine, 10.1002/sim.8417, 38, 30, (5670-5671), (2019).

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