Volume 70, Issue 4
BIOMETRIC PRACTICE

Robust meta‐analytic‐predictive priors in clinical trials with historical control information

Heinz Schmidli

Corresponding Author

Statistical Methodology, Development, Novartis Pharma AG, Basel, Switzerland

email: heinz.schmidli@novartis.comSearch for more papers by this author
Sandro Gsteiger

Institute of Social and Preventive Medicine, University of Bern, Bern, Switzerland

Search for more papers by this author
Satrajit Roychoudhury

Statistical Methodology, Oncology, Novartis Pharmaceuticals Corporation, East Hanover, New Jersey, U.S.A.

Search for more papers by this author
Anthony O'Hagan

Department of Probability and Statistics, University of Sheffield, Sheffield, UK

Search for more papers by this author
David Spiegelhalter

Statistical Laboratory, University of Cambridge, Cambridge, UK

Search for more papers by this author
Beat Neuenschwander

Statistical Methodology, Oncology, Novartis Pharma AG, Basel, Switzerland

Search for more papers by this author
First published: 29 October 2014
Citations: 98

Summary

Historical information is always relevant for clinical trial design. Additionally, if incorporated in the analysis of a new trial, historical data allow to reduce the number of subjects. This decreases costs and trial duration, facilitates recruitment, and may be more ethical. Yet, under prior‐data conflict, a too optimistic use of historical data may be inappropriate. We address this challenge by deriving a Bayesian meta‐analytic‐predictive prior from historical data, which is then combined with the new data. This prospective approach is equivalent to a meta‐analytic‐combined analysis of historical and new data if parameters are exchangeable across trials. The prospective Bayesian version requires a good approximation of the meta‐analytic‐predictive prior, which is not available analytically. We propose two‐ or three‐component mixtures of standard priors, which allow for good approximations and, for the one‐parameter exponential family, straightforward posterior calculations. Moreover, since one of the mixture components is usually vague, mixture priors will often be heavy‐tailed and therefore robust. Further robustness and a more rapid reaction to prior‐data conflicts can be achieved by adding an extra weakly‐informative mixture component. Use of historical prior information is particularly attractive for adaptive trials, as the randomization ratio can then be changed in case of prior‐data conflict. Both frequentist operating characteristics and posterior summaries for various data scenarios show that these designs have desirable properties. We illustrate the methodology for a phase II proof‐of‐concept trial with historical controls from four studies. Robust meta‐analytic‐predictive priors alleviate prior‐data conflicts ' they should encourage better and more frequent use of historical data in clinical trials.

Number of times cited according to CrossRef: 98

  • An efficient Bayesian platform trial design for borrowing adaptively from historical control data in lymphoma, Contemporary Clinical Trials, 10.1016/j.cct.2019.105890, 89, (105890), (2020).
  • Incorporation of expert knowledge in the statistical detection of Diagnosis Related Group misclassification, International Journal of Medical Informatics, 10.1016/j.ijmedinf.2020.104086, (104086), (2020).
  • Bayesian leveraging of historical control data for a clinical trial with time‐to‐event endpoint, Statistics in Medicine, 10.1002/sim.8456, 39, 7, (984-995), (2020).
  • Synthesis of bottlebrush block copolymers from bottlebrush polystyrene and bottlebrush random copolymer of ‐end‐norbornyl polymethacrylates and their self‐assembly, Journal of Polymer Science, 10.1002/pol.20200148, 58, 16, (2159-2167), (2020).
  • Randomized 52-week Phase 2 Trial of Albiglutide Versus Placebo in Adult Patients With Newly Diagnosed Type 1 Diabetes, The Journal of Clinical Endocrinology & Metabolism, 10.1210/clinem/dgaa149, 105, 6, (2020).
  • Leveraging historical data into oncology development programs: Two case studies of phase 2 Bayesian augmented control trial designs, Pharmaceutical Statistics, 10.1002/pst.1990, 19, 3, (276-290), (2020).
  • Subgroup Analysis: A View from Industry, Design and Analysis of Subgroups with Biopharmaceutical Applications, 10.1007/978-3-030-40105-4_15, (309-330), (2020).
  • Predictively consistent prior effective sample sizes, Biometrics, 10.1111/biom.13252, 76, 2, (578-587), (2020).
  • Systematic review with meta‐analysis: hepatitis B surface antigen decline and seroclearance in chronic hepatitis B patients on nucleos(t)ide analogues or pegylated interferon therapy, GastroHep, 10.1002/ygh2.393, 2, 3, (106-116), (2020).
  • Incorporating historical two‐arm data in clinical trials with binary outcome: A practical approach, Pharmaceutical Statistics, 10.1002/pst.2023, 19, 5, (662-678), (2020).
  • Revisit of test‐then‐pool methods and some practical considerations, Pharmaceutical Statistics, 10.1002/pst.2009, 19, 5, (498-517), (2020).
  • Critical appraisal of Bayesian dynamic borrowing from an imperfectly commensurate historical control, Pharmaceutical Statistics, 10.1002/pst.2018, 19, 5, (613-625), (2020).
  • Immediate vs. Delayed Stenting in ST-Elevation Myocardial Infarction: Rationale and Design of the International PRIMACY Bayesian Randomized Controlled Trial, Canadian Journal of Cardiology, 10.1016/j.cjca.2020.01.019, (2020).
  • A Bayesian decision‐theoretic approach to incorporate preclinical information into phase I oncology trials, Biometrical Journal, 10.1002/bimj.201900161, 62, 6, (1408-1427), (2020).
  • Data monitoring committees for clinical trials evaluating treatments of COVID-19, Contemporary Clinical Trials, 10.1016/j.cct.2020.106154, 98, (106154), (2020).
  • A Bayesian approach in design and analysis of pediatric cancer clinical trials, Pharmaceutical Statistics, 10.1002/pst.2039, 0, 0, (2020).
  • A decision-theoretic approach to Bayesian clinical trial design and evaluation of robustness to prior-data conflict, Biostatistics, 10.1093/biostatistics/kxaa027, (2020).
  • A Framework for Methodological Choice and Evidence Assessment for Studies Using External Comparators from Real-World Data, Drug Safety, 10.1007/s40264-020-00944-1, (2020).
  • Empirical profile Bayesian estimation for extrapolation of historical adult data to pediatric drug development, Pharmaceutical Statistics, 10.1002/pst.2031, 0, 0, (2020).
  • Historical Controls in Randomized Clinical Trials: Opportunities and Challenges, Clinical Pharmacology & Therapeutics, 10.1002/cpt.1970, 0, 0, (2020).
  • Bayesian Approaches on Borrowing Historical Data for Vaccine Efficacy Trials, Statistics in Biopharmaceutical Research, 10.1080/19466315.2020.1736617, (1-9), (2020).
  • Safety and efficacy of intravenous belimumab in children with systemic lupus erythematosus: results from a randomised, placebo-controlled trial, Annals of the Rheumatic Diseases, 10.1136/annrheumdis-2020-217101, (annrheumdis-2020-217101), (2020).
  • Bayesian Design for Pediatric Clinical Trials with Binary Endpoints When Borrowing Historical Information of Treatment Effect, Therapeutic Innovation & Regulatory Science, 10.1007/s43441-020-00220-5, (2020).
  • Summarising salient information on historical controls: A structured assessment of validity and comparability across studies, Clinical Trials, 10.1177/1740774520944855, (174077452094485), (2020).
  • A quantitative framework to inform extrapolation decisions in children, Journal of the Royal Statistical Society: Series A (Statistics in Society), 10.1111/rssa.12532, 183, 2, (515-534), (2019).
  • Beyond Randomized Clinical Trials: Use of External Controls, Clinical Pharmacology & Therapeutics, 10.1002/cpt.1723, 107, 4, (806-816), (2019).
  • Quantification of prior impact in terms of effective current sample size, Biometrics, 10.1111/biom.13124, 76, 1, (326-336), (2019).
  • Power gains by using external information in clinical trials are typically not possible when requiring strict type I error control, Biometrical Journal, 10.1002/bimj.201800395, 62, 2, (361-374), (2019).
  • Are Novel, Nonrandomized Analytic Methods Fit for Decision Making? The Need for Prospective, Controlled, and Transparent Validation, Clinical Pharmacology & Therapeutics, 10.1002/cpt.1638, 107, 4, (773-779), (2019).
  • Fighting or embracing multiplicity in neuroimaging? neighborhood leverage versus global calibration, NeuroImage, 10.1016/j.neuroimage.2019.116320, (116320), (2019).
  • Bibliography, Exploratory Subgroup Analyses in Clinical Research, 10.1002/9781119536734, (197-215), (2019).
  • Statistical Considerations in Proof-of-Concept Studies, Statistical Methods in Biomarker and Early Clinical Development, 10.1007/978-3-030-31503-0, (221-245), (2019).
  • Bayesian Reduced Rank Regression for Classification, Applications in Statistical Computing, 10.1007/978-3-030-25147-5_2, (19-30), (2019).
  • Incorporating individual historical controls and aggregate treatment effect estimates into a Bayesian survival trial: a simulation study, BMC Medical Research Methodology, 10.1186/s12874-019-0714-z, 19, 1, (2019).
  • How to design a dose-finding study using the continual reassessment method, BMC Medical Research Methodology, 10.1186/s12874-018-0638-z, 19, 1, (2019).
  • Novel study design to assess the efficacy and tolerability of antiseizure medications for focal‐onset seizures in infants and young children: A consensus document from the regulatory task force and the pediatric commission of the International League against Epilepsy (ILAE), in collaboration with the Pediatric Epilepsy Research Consortium (PERC), Epilepsia Open, 10.1002/epi4.12356, 4, 4, (537-543), (2019).
  • Clustered allocation as a way of understanding historical controls: Components of variation and regulatory considerations, Statistical Methods in Medical Research, 10.1177/0962280219880213, (096228021988021), (2019).
  • An adaptive power prior for sequential clinical trials – Application to bridging studies, Statistical Methods in Medical Research, 10.1177/0962280219886609, (096228021988660), (2019).
  • Use of Alternative Designs and Data Sources for Pediatric Trials, Statistics in Biopharmaceutical Research, 10.1080/19466315.2019.1671217, (1-37), (2019).
  • A Comparison Between a Meta-analytic Approach and Power Prior Approach to Using Historical Control Information in Clinical Trials With Binary Endpoints, Therapeutic Innovation & Regulatory Science, 10.1177/2168479019862531, (216847901986253), (2019).
  • Methods for Using Aggregate Historical Control Data in Meta-Analyses of Clinical Trials With Time-to-Event Endpoints, Statistics in Biopharmaceutical Research, 10.1080/19466315.2019.1610043, (1-15), (2019).
  • Dynamically borrowing strength from another study through shrinkage estimation, Statistical Methods in Medical Research, 10.1177/0962280219833079, (096228021983307), (2019).
  • A robust Bayesian meta-analytic approach to incorporate animal data into phase I oncology trials, Statistical Methods in Medical Research, 10.1177/0962280218820040, (096228021882004), (2019).
  • Utilizing shared internal control arms and historical information in small-sized platform clinical trials, Journal of Biopharmaceutical Statistics, 10.1080/10543406.2019.1657132, (1-15), (2019).
  • Incorporating Innovative Techniques Toward Extrapolation and Efficient Pediatric Drug Development, Therapeutic Innovation & Regulatory Science, 10.1177/2168479019842541, (216847901984254), (2019).
  • Reducing Patient Burden in Clinical Trials Through the Use of Historical Controls: Appropriate Selection of Historical Data to Minimize Risk of Bias, Therapeutic Innovation & Regulatory Science, 10.1007/s43441-019-00014-4, (2019).
  • A Bayesian risk analysis for Trisomy 21 in isolated choroid plexus cyst: combining a prenatal database with a meta-analysis, The Journal of Maternal-Fetal & Neonatal Medicine, 10.1080/14767058.2019.1622666, (1-9), (2019).
  • Approaches for testing noninferiority in two-arm trials for risk ratio and odds ratio, Journal of Biopharmaceutical Statistics, 10.1080/10543406.2019.1572616, (1-21), (2019).
  • Bayesian clinical trial design using historical data that inform the treatment effect, Biostatistics, 10.1093/biostatistics/kxy009, 20, 3, (400-415), (2018).
  • Predictive probability of success using surrogate endpoints, Statistics in Medicine, 10.1002/sim.8060, 38, 10, (1753-1774), (2018).
  • Modified power prior with multiple historical trials for binary endpoints, Statistics in Medicine, 10.1002/sim.8019, 38, 7, (1147-1169), (2018).
  • Model averaging for robust extrapolation in evidence synthesis, Statistics in Medicine, 10.1002/sim.7991, 38, 4, (674-694), (2018).
  • Power priors based on multiple historical studies for binary outcomes, Biometrical Journal, 10.1002/bimj.201700246, 61, 5, (1201-1218), (2018).
  • A comparison of an ultrathin-strut biodegradable polymer sirolimus-eluting stent with a durable polymer everolimus-eluting stent for patients with acute ST-segment elevation myocardial infarction undergoing primary percutaneous coronary intervention: rationale and design of the BIOSTEMI trial, EuroIntervention, 10.4244/EIJ-D-17-00734, 14, 6, (692-699), (2018).
  • Empirical Bayes estimators in hierarchical models with mixture priors, Journal of Applied Statistics, 10.1080/02664763.2018.1450364, 45, 16, (2958-2980), (2018).
  • A practical Bayesian adaptive design incorporating data from historical controls, Statistics in Medicine, 10.1002/sim.7897, 37, 27, (4054-4070), (2018).
  • Bayesian selective response‐adaptive design using the historical control, Statistics in Medicine, 10.1002/sim.7836, 37, 26, (3709-3722), (2018).
  • Bayesian approach for assessing noninferiority in a three‐arm trial with binary endpoint, Pharmaceutical Statistics, 10.1002/pst.1851, 17, 4, (342-357), (2018).
  • Incorporating historical information in biosimilar trials: Challenges and a hybrid Bayesian‐frequentist approach, Biometrical Journal, 10.1002/bimj.201700152, 60, 3, (564-582), (2018).
  • Minimizing Patient Burden Through the Use of Historical Subject-Level Data in Innovative Confirmatory Clinical Trials, Therapeutic Innovation & Regulatory Science, 10.1177/2168479018778282, 52, 5, (546-559), (2018).
  • Data-Driven Prior Distributions for A Bayesian Phase-2 COPD Dose-Finding Clinical Trial, Statistics in Biopharmaceutical Research, 10.1080/19466315.2018.1462728, 10, 3, (166-175), (2018).
  • Performance of different clinical trial designs to evaluate treatments during an epidemic, PLOS ONE, 10.1371/journal.pone.0203387, 13, 9, (e0203387), (2018).
  • Optimizing the Design and Analysis of Clinical Trials for Antibacterials Against Multidrug-resistant Organisms: A White Paper From COMBACTE’s STAT-Net, Clinical Infectious Diseases, 10.1093/cid/ciy516, (2018).
  • A Bayesian model to estimate the cutoff and the clinical utility of a biomarker assay, Statistical Methods in Medical Research, 10.1177/0962280218784778, (096228021878477), (2018).
  • Evidence synthesis from aggregate recurrent event data for clinical trial design and analysis, Statistics in Medicine, 10.1002/sim.7549, 37, 6, (867-882), (2017).
  • Use of a historical control group in a noninferiority trial assessing a new antibacterial treatment: A case study and discussion of practical implementation aspects, Pharmaceutical Statistics, 10.1002/pst.1843, 17, 2, (169-181), (2017).
  • Sample size re‐estimation incorporating prior information on a nuisance parameter, Pharmaceutical Statistics, 10.1002/pst.1837, 17, 2, (126-143), (2017).
  • A dynamic power prior for borrowing historical data in noninferiority trials with binary endpoint, Pharmaceutical Statistics, 10.1002/pst.1836, 17, 1, (61-73), (2017).
  • A review of methods for comparing treatments evaluated in studies that form disconnected networks of evidence, Research Synthesis Methods, 10.1002/jrsm.1278, 9, 2, (148-162), (2017).
  • Predictive Evidence Threshold Scaling: Does the Evidence Meet a Confirmatory Standard?, Statistics in Biopharmaceutical Research, 10.1080/19466315.2017.1392892, 10, 2, (76-84), (2017).
  • Blinded sample size recalculation in clinical trials incorporating historical data, Contemporary Clinical Trials, 10.1016/j.cct.2017.07.013, 63, (2-7), (2017).
  • Incorporating Information from Completed Trials in Future Trial Planning, Quantitative Decisions in Drug Development, 10.1007/978-3-319-46076-5_5, (53-67), (2017).
  • Combining randomized and non‐randomized evidence in network meta‐analysis, Statistics in Medicine, 10.1002/sim.7223, 36, 8, (1210-1226), (2017).
  • Adaptive power priors with empirical Bayes for clinical trials, Pharmaceutical Statistics, 10.1002/pst.1814, 16, 5, (349-360), (2017).
  • Statistical modeling for Bayesian extrapolation of adult clinical trial information in pediatric drug evaluation, Pharmaceutical Statistics, 10.1002/pst.1807, 16, 4, (232-249), (2017).
  • Increasing the efficiency of oncology basket trials using a Bayesian approach, Contemporary Clinical Trials, 10.1016/j.cct.2017.06.009, (2017).
  • Approximation of the Meta-Analytic-Predictive Prior Distribution in the One-Way Random Effects Model with Unknown Variance, JOURNAL OF THE JAPAN STATISTICAL SOCIETY, 10.14490/jjss.47.167, 47, 2, (167-185), (2017).
  • Sample size determination for a binary response in a superiority clinical trial using a hybrid classical and Bayesian procedure, Trials, 10.1186/s13063-017-1791-0, 18, 1, (2017).
  • Using phase II data for the analysis of phase III studies: An application in rare diseases, Clinical Trials, 10.1177/1740774517699409, 14, 3, (277-285), (2017).
  • Meta-analytic-predictive use of historical variance data for the design and analysis of clinical trials, Computational Statistics & Data Analysis, 10.1016/j.csda.2016.08.007, 113, (100-110), (2017).
  • Bayesian Phase II optimization for time-to-event data based on historical information, Statistical Methods in Medical Research, 10.1177/0962280217747310, (096228021774731), (2017).
  • Including historical data in the analysis of clinical trials: Is it worth the effort?, Statistical Methods in Medical Research, 10.1177/0962280217694506, (096228021769450), (2017).
  • Adaptive prior weighting in generalized regression, Biometrics, 10.1111/biom.12541, 73, 1, (242-251), (2016).
  • Meta‐analysis of two studies in the presence of heterogeneity with applications in rare diseases, Biometrical Journal, 10.1002/bimj.201500236, 59, 4, (658-671), (2016).
  • Meta‐analysis of aggregate data on medical events, Statistics in Medicine, 10.1002/sim.7181, 36, 5, (723-737), (2016).
  • Selection of the effect size for sample size determination for a continuous response in a superiority clinical trial using a hybrid classical and Bayesian procedure, Clinical Trials: Journal of the Society for Clinical Trials, 10.1177/1740774516628825, 13, 3, (275-285), (2016).
  • Strategies on Using Prior Information When Assessing Adverse Events, Statistics in Biopharmaceutical Research, 10.1080/19466315.2015.1067252, 8, 1, (106-115), (2016).
  • A Bayesian hierarchical surrogate outcome model for multiple sclerosis, Pharmaceutical Statistics, 10.1002/pst.1749, 15, 4, (341-348), (2016).
  • Addressing prior-data conflict with empirical meta-analytic-predictive priors in clinical studies with historical information, Journal of Biopharmaceutical Statistics, 10.1080/10543406.2016.1226324, 26, 6, (1056-1066), (2016).
  • Designing and analysing clinical trials in mental health: an evidence synthesis approach, Evidence Based Mental Health, 10.1136/eb-2016-102491, 19, 4, (114-117), (2016).
  • On the Use of Co-Data in Clinical Trials, Statistics in Biopharmaceutical Research, 10.1080/19466315.2016.1174149, 8, 3, (345-354), (2016).
  • Extrapolation of efficacy and other data to support the development of new medicines for children: A systematic review of methods, Statistical Methods in Medical Research, 10.1177/0962280216631359, (096228021663135), (2016).
  • Robust exchangeability designs for early phase clinical trials with multiple strata, Pharmaceutical Statistics, 10.1002/pst.1730, 15, 2, (123-134), (2015).
  • Addressing potential prior‐data conflict when using informative priors in proof‐of‐concept studies, Pharmaceutical Statistics, 10.1002/pst.1722, 15, 1, (28-36), (2015).
  • Bayesian methods for the design and analysis of noninferiority trials, Journal of Biopharmaceutical Statistics, 10.1080/10543406.2015.1074920, 26, 5, (823-841), (2015).
  • Analysis of clinical trials with biologics using dose–time‐response models, Statistics in Medicine, 10.1002/sim.6551, 34, 22, (3017-3028), (2015).
  • Bayesian Approach to Utilize Historical Control Data in Clinical Trials, Japanese Journal of Biometrics, 10.5691/jjb.36.25, 36, 1, (25-50), (2015).
  • A Bayesian time‐to‐event pharmacokinetic model for phase I dose‐escalation trials with multiple schedules, Statistics in Medicine, 10.1002/sim.8703, 0, 0, (undefined).

The full text of this article hosted at iucr.org is unavailable due to technical difficulties.