Helical Nanographenes Containing an Azulene Unit: Synthesis, Crystal Structures, and Properties

Abstract Three unprecedented helical nanographenes (1, 2, and 3) containing an azulene unit are synthesized. The resultant helical structures are unambiguously confirmed by X‐ray crystallographic analysis. The embedded azulene unit in 2 possesses a record‐high twisting degree (16.1°) as a result of the contiguous steric repulsion at the helical inner rim. Structural analysis in combination with theoretical calculations reveals that these helical nanographenes manifest a global aromatic structure, while the inner azulene unit exhibits weak antiaromatic character. Furthermore, UV/Vis‐spectral measurements reveal that superhelicenes 2 and 3 possess narrow energy gaps (2: 1.88 eV; 3: 2.03 eV), as corroborated by cyclic voltammetry and supported by density functional theory (DFT) calculations. The stable oxidized and reduced states of 2 and 3 are characterized by in‐situ EPR/Vis–NIR spectroelectrochemistry. Our study provides a novel synthetic strategy for helical nanographenes containing azulene units as well as their associated structures and physical properties.

Contorted polycyclic aromatic hydrocarbons (PAHs, or nanographenes) have received considerable attention in the past decades because of their intriguing optoelectronic properties and applications in organic electronics. [1][2][3][4][5] Among the contorted PAHs, helicenes represent an important class of compounds because of their unique nonplanarity, inherent chirality, and dynamic behavior. [6] Recently, embedding helicene moieties into large polycyclic aromatic systems has emerged as an important strategy for achieving nanographenes with interesting chemical bonding, aromaticity, and chirality (Figure 1 a). [7][8][9][10] Importantly, such helical nanographenes greatly alleviate intermolecular aggregation due to their highly twisted geometry and exhibit unique optoelectronic properties, enabling potential applications in circular dichroism, [11] chiral-induced spin selectivity, [12] and nonlinear optics. [13] In addition to the p-extended helical aromatics consisting solely of hexagons, the incorporation of nonhexagonal rings in such p-systems can lead to the formation of positively or negatively helical PAHs with an exotic molecular geometry and superior photophysical properties with respect to planar PAHs. [14][15][16][17][18] For instance, the pentagon-embedded bowl-helix hybrid molecule (Figure 1 a) exhibits inversion motions of both the bowl and helix in its enantiomerization processes, [15] while the heptagon-embedded saddle-helix hybrid nanographene displays enhanced nonlinear optics and chiroptical properties. [19] In contrast to individual odd-membered rings, azulene, which consists of a pair of five-and seven-membered rings, is a non-benzenoid, non-alternant aromatic hydrocarbon. [20,21] It should be noted that the topological transformation of naphthalene into azulene results in a large perturbation of the molecular symmetry and physicochemical properties. [22] Previous related studies have revealed that incorporation of non-alternant units into PAHs is an efficient method to tailor their optoelectronic properties. [23][24][25][26] However, embedding the azulene unit into a p-extended helical system is still only possible to a limited extent, mostly due to the lack of a facile synthetic route and the possible azulene-to-naphthalene rearrangement. [27,28] In this work, we demonstrate a novel synthetic strategy towards a class of unprecedented helical nanographenes containing an azulene unit (1-3) based on a Scholl-type oxidative cyclization from spatially crowded biaryl precursors (Scheme 1). Single-crystal X-ray analysis unequivocally reveals the p-extended helical structures of this family of azulene-based nanographenes. Notably, the embedded azulene unit in 1-3 possesses a profound twisting degree due to the steric crowdedness derived from their helical structures; among them, 2 has a record value (16.18) in comparison to that of previously reported azulene-based PAHs. [26,27,29] Furthermore, UV/Vis absorption and cyclic voltammetry (CV) analysis show narrow optical energy gaps (2: 1.88 eV; 3: 2.03 eV) and amphoteric redox properties for 1-3. Additionally, this class of helical nanographenes exhibits remarkable global aromaticity, while the inner azulene cores display weak antiaromaticity from the structural analysis, which is also supported by the theoretical calculations.

Angewandte Chemie
Communications 5638 www.angewandte.org mechanism involved in the formation of 2 to that of 1, where the rotation and 1,2-migration of the substituted 9-iodophenanthrene moiety in 13 (highlighted in blue, Scheme 1 b) occurred during the Scholl reaction. Regarding the formation of 3, apart from eight CÀC bonds formed between the peripheral phenyl rings in 13 (indicated by yellow shading in Scheme 1 b), a seven-membered ring was formed through HI elimination, and a five-membered ring was also established during the Scholl oxidation. The related mechanism for the formation of 2 and 3 via the Scholl reaction is proposed in Scheme S4.
To gain more insight into the Scholl reaction, the iodo substituents in 13 were removed using n-BuLi, and the resultant compound 14 was subjected to the Scholl reaction using DDQ/TfOH. However, a complex and unpurifiable mixture was obtained from 14. Therefore, this result suggests that the two iodo groups in precursor 13 play an important role in the formation of azulene-embedded superhelicenes 2 and 3 during the Scholl reaction. All PAHs 1-3 have good solubility in common organic solvents, such as DCM, chloroform, THF, and toluene. Moreover, the identity of compounds 1-3 was further confirmed by high-resolution mass spectrometry ( Figures S1-S3) and NMR analysis (see the Supporting Information).
In the solid state, compounds 1-3 adopt a highly helical conformation, which is derived from the central heptagonembedded [6]helicene (filled with green color in Figure 2 a-c). Compound 1, which can be regarded as a subunit of 2, crystallizes in the C2/c space group with a pair of enantiomers (M and P; Figure S9 a). However, the p-extended PAHs 2 and 3 crystallize in the space group P " 1. In the packing pattern, the intermolecular p-p distance of the enantiomeric pairs (M and P) in 3 is measured to be 3.28 ( Figure S9), which is smaller than that in 1 (3.58 ) and 2 (3.73 ), suggesting a stronger intermolecular p-p stacking interaction in 3. The distance between the centroids of the terminal rings A and F was measured to be 3.70 for 2 and 3.66 for 3 (Figure 2 e,f), which is significantly shorter than the value in compound 1 (3.83 ; Figure 2 d) and [6]helicene (4.44 ; Figure S10). [31] Additionally, the splay angle between the two planes (q AF ) of the terminal rings in 2 and 3 was measured to be 33.88 and 30.68, respectively, which is also significantly smaller than that in 1 (39.18) and [6]helicene (58.48; Figure S10). These structural analyses suggest an enhanced intramolecular p-p interaction in 2 and 3 with respect to 1 and pristine [6]helicene due to their extended p-conjugation. [7] The torsion angle along the helical inner rim directly reflects the geometrical distortion of the helical molecules. The mean value of the four torsion angles of 3 (28.58) is significantly larger than the corresponding value in 1 (24.88), 2 (24.68), and [6]helicene (21.78) [31] (Figure 2 d-f), which can be attributed to the influence of the inner iodo substituent and the accumulative steric repulsion from ring G to the heptagon-embedded [6]helicene moiety in 3.
Another significant difference among 1-3 is the embedded azulene unit. As shown in Figure 2 f, there is almost no bond length alternation in the azulene unit of 3 since the CÀC bonds in the seven-membered ring (ring B) mainly exhibit C(sp 2 )ÀC(sp 2 ) bond character. In 2, however, significant double-bond features (Figure 2 e) are determined for C31À C32 (1.388 ), C33 À C34 (1.367 ), and C47 À C48 (1.398 ), which is reminiscent of the structural contribution from a pentafulvene unit. [27] Similar to 2, the C À C bond lengths of the azulene unit in 1 are between 1.39 and 1.48 without bond alternation (Figure 2 d). This observation suggests that the embedded azulene core has less aromatic character than pristine azulene. Intriguingly, the embedded azulene units in 1-3 are found to be highly twisted due to the steric crowdedness of the p-extended helical structure (Figure 2 d-f). This remarkable conformation can be illustrated by the interplanar angles between the five and seven-membered rings: The rings B and J in 2 form an angle of q BJ = 16.18, while the rings B and L in 3 form an angle of q BL = 15.18, which is larger than that in 1 (q BJ = 13.08), representing a record-high twisting degree of the reported azulene units. These parameters are in contrast with those of pristine azulene and other reported azuleneembedded p-systems in which the azulene moiety mainly adopts a planar structure. [26,27] The nucleus-independent chemical shift (NICS) was calculated to evaluate the aromaticity of the p-extended helical frameworks. According to the NICS calculations ( Figures 3 d and S18), the embedded azulene units in 1-3 are slightly antiaromatic (1: B ring, + 3.60 ppm, J ring, À0.01 ppm; 2: B ring, + 3.39 ppm, J ring, + 0.39 ppm; 3: B ring, + 4.60 ppm, L ring, + 1.94 ppm), while highly negative values were found at the surrounding hexagonal rings, which are consistent with the above bond-length analysis of the azulene core. To further support the local aromaticity of the azulene-embedded helical PAHs 1-3, anisotropy of the induced current density (ACID) analysis was performed (Figure 3 a-c). Continuous counterclockwise paratropic ring currents appeared around the azulene unit in the ACID plots of 1-3. However, diamagnetic ring currents were found in the six-membered rings at the periphery. These results indicate that the azulene core in 1-3 displays weak local antiaromaticity, which is consistent with the results of the NICS calculations. Interestingly, the ACID plots exhibit the obvious clockwise ring current delocalized along the helical outer rim of the molecule, thus indicating the global aromaticity of 1-3.
To elucidate the optoelectronic properties of 1-3, their UV/Vis absorption spectra were recorded in dry CH 2 Cl 2 . As shown in Figure 4 a, compound 1 features a broad absorption with a maximum at 474 nm, which is attributed to the HOMO!LUMO transition. Compared to 1, p-extended compound 2 displayed an intense red-shifted absorption band at 536 nm, together with a weak absorption centered at 629 nm and a long tail up to 675 nm, which can be explained by an expansion of the p-system. According to time-dependent density functional theory (TD-DFT) calculations, the absorption spectrum of 2 in the range of 510-650 nm can be attributed to a combination of the HOMOÀ1!LUMO and HOMO!LUMO transitions ( Figure S17 and Table S3). However, the absorption spectrum of 3 exhibits a broad absorption with the longest-wavelength absorption maximum at 573 nm and two shoulder peaks at 535 and 507 nm. TD-DFT calculations [B3LYP/6-31G(d)] attribute the absorption band at approximately 570 nm to the HOMO!LUMO and HOMO!LUMO + 1 transitions ( Figure S17 and Table S4). As estimated from the onsets of the lowest-energy absorption band of their UV/Vis absorption spectra, the optical energy gaps of 1, 2, and 3 were calculated to be 2.31, 1.88, and 2.03 eV, respectively. Moreover, the CH 2 Cl 2 solution of compound 1 exhibited yellow luminescence upon irradiation with UV light, and the emission spectrum of 1 displayed a maximum at 550 nm with two shoulders at 508 nm and 587 nm (Figure S11). However, regarding the red CH 2 Cl 2 solutions of the p-extended nanographenes 2 and 3, there was no detectable fluorescence after excitation at their absorption maximum. To  (1 10 À5 mol L À1 ). b) CV of 1, 2, and 3 in CH 2 Cl 2 containing 0.1 m nBu 4 NPF 6 at a scan rate of 50 mVs À1 . The square-wave voltammogram of 2 was measured during the oxidation. DmFc (decamethylferrocene) was used as an internal standard (its redox potential is marked by a gray line).
further study the molecular structures of 1-3, Ramanspectroscopical characterization was carried out ( Figure S12). Compounds 1-3 displayed the typical D and G bands as a result of the alternate C = C/C À C vibrations in the molecules, which are consistent with the reported graphene molecules. [9,16] Next, the electrochemical behavior of 1-3 was investigated by CV in deaerated CH 2 Cl 2 . As illustrated in Figure 4 b, compound 1 featured two oxidation waves at E ox 1/2 = 0.64 and 1.07 V (vs. Fc + /Fc), and two reduction waves at E red 1/2 = À1.92 and À2.17 V. However, p-extended compound 2 displayed six reversible oxidation waves with E ox 1/2 potentials at 0.31, 0.48, 0.87, 1.08, 1.23, and 1.37 V, and two reversible reduction waves with E red 1/2 at À1.69 and À2.09 V. In contrast, 3 manifested only two reversible oxidation waves with halfwave potentials E ox 1/2 at 0.46 and 0.81 V, and one irreversible reduction wave at a peak potential of À1.69 V. Accordingly, the HOMO/LUMO levels were estimated to be À5.32/ À2.99 eV, À4.99/À3.13 eV, and À5.18/À3.24 eV for 1, 2, and 3, respectively, based on the onset potentials of the first oxidation/reduction waves. The electrochemical energy gaps (E EC g ) were thus calculated to be 2.33, 1.86, and 1.94 eV for 1, 2, and 3, respectively, which are in good accordance with their optical energy gaps. Furthermore, no electron paramagnetic resonance (EPR) signals were detected in CH 2 Cl 2 solutions of 2 or 3 at room temperature, indicating that both compounds are diamagnetic in their pristine form. In-situ EPR/Vis-NIR spectroelectrochemistry measurements showed the formation of stable radical ions during the first oxidation process of 2 and 3 as well as the reduction process of 2 ( Figures S14-S16). Interestingly, as found by the DFT calculations, the HOMOs and LUMOs of 1-3 are efficiently separated by the azulene unit and the frontier orbitals are respectively distributed on the two blades of the molecular backbone ( Figure 5), suggesting the existence of intramolecular electron-transfer behavior in 1-3. [32] In summary, we have reported an unprecedented synthetic strategy towards a series of helical nanographenes (1-3) containing a pentagon-heptagon pair through Scholl-type oxidative cyclization from spatially crowded biaryl precursors (8 and 13). The single-crystal X-ray diffraction analysis unambiguously elucidated the structure of the embedded azulene unit in 1-3 and revealed the helically twisted geometry of this class of nanographenes. Compared to the planar and aromatic pristine azulene unit, the outstanding feature in compounds 1-3 is the inner non-planar and slightly antiaromatic azulene core that results from the accumulated repulsions at the helical inner rim. Moreover, the p-extended superhelicenes exhibit narrow optical energy band gaps and amphoteric redox properties as well as efficient HOMO-LUMO energy separation. The synthetic strategy reported herein not only stimulates the molecular design for unprecedented helical non-alternant aromatics but also paves the way towards the development of azulene-based helical/chiral nanographenes or graphene nanoribbons. [33]